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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Encision Inc (PK) | USOTC:ECIA | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.01 | 3.23% | 0.32 | 0.162 | 0.34 | 0.32 | 0.27 | 0.30 | 13,538 | 21:00:10 |
1. Name and Address of Reporting Person * Trudel Gregory J. | 2. Issuer Name and Ticker or Trading Symbol ENCISION INC [ ecia ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) CEO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 8/11/2021 | M | 75000 | A | $0.31 | 75000 | D | |||
Common Stock | 8/11/2021 | F | 41140 | D | $0.81 | 33860 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (right to buy) | $0.31 | 8/11/2021 | M | 75000 | 8/11/2021 | 11/10/2021 | Common Stock | 75000 | $0 | 0 | D |
Explanation of Responses: |
Remarks: On August 11, 2021, the reporting person net exercised an existing outstanding stock option for 75,000 common shares with an option exercise price of .31 per share. As permitted by the terms of the stock option, 28,704 shares were withheld to pay the exercise price and 12,436 shares were withheld to pay tax withholding obligations. The remaining 33,860 shares were issued to the reporting person. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Trudel Gregory J. 5241 RIMROCK LANE FORT COLLINS, CO 80526 | X | CEO |
Signatures | ||
Mala M Ray | 9/15/2021 | |
**Signature of Reporting Person | Date |
1 Year Encision (PK) Chart |
1 Month Encision (PK) Chart |
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