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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Delphax Technologies Inc (PK) | USOTC:DLPX | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.03809 | 0.0283 | 0.057 | 0.00 | 15:44:39 |
OMB APPROVAL | ||
OMB Number: |
3235-0145 | |
Expires: |
February 28, 2009 | |
Estimated average burden
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hours per response |
10.4 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Delphax Technologies Inc.
(Name of Issuer) |
Common Stock
(Title of Class of Securities) |
24712X106
(CUSIP Number) |
December 31, 2008
(Date of Event Which Requires Filing of this Statement) |
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
x Rule 13d-1(c)
¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
SEC 1745 (2-02)
Page 1 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Advisors, LLC |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
711,420 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
711,420 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
711,420 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.8% |
|||
12 |
TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Combined Advisors, LLC |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
31,581 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
31,581 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,581 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% |
|||
12 |
TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Combined Partners, L.P. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
31,581 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
31,581 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,581 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% |
|||
12 |
TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Combined Fund, L.P. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
31,581 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
31,581 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,581 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% |
|||
12 |
TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 5 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Combined Fund, Ltd. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
31,581 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
31,581 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31,581 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% |
|||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 6 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Convertible Arbitrage Advisors, LLC |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
29,151 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
29,151 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,151 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% |
|||
12 |
TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 7 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Convertible Arbitrage Partners, L.P. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
29,151 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
29,151 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,151 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% |
|||
12 |
TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 8 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Convertible Arbitrage Fund, L.P. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
29,151 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
29,151 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,151 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% |
|||
12 |
TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 9 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Convertible Arbitrage Fund, Ltd. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
29,151 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
29,151 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,151 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.4% |
|||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 10 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Pandora Select Advisors, LLC |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
638,526 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
638,526 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
638,526 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.8% |
|||
12 |
TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 11 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Pandora Select Partners, L.P. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
638,526 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
638,526 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
638,526 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.8% |
|||
12 |
TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 12 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Pandora Select Fund, L.P. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
638,526 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
638,526 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
638,526 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.8% |
|||
12 |
TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 13 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Pandora Select Fund, Ltd. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
638,526 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
638,526 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
638,526 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.8% |
|||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 14 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Special Opportunities Advisors, LLC |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
12,162 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
12,162 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,162 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2% |
|||
12 |
TYPE OF REPORTING PERSON*
IA |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 15 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Special Opportunities Partners, L.P. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
12,162 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
12,162 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,162 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2% |
|||
12 |
TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 16 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Special Opportunities Fund, L.P. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
12,162 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
12,162 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,162 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2% |
|||
12 |
TYPE OF REPORTING PERSON*
PN |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 17 of 21
CUSIP No. 24712X106 | 13G |
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
Whitebox Special Opportunities Fund, Ltd. |
|||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x |
|||
3 |
SEC USE ONLY
|
|||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
British Virgin Islands |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
|
5 SOLE VOTING POWER
0 |
|
6 SHARED VOTING POWER
12,162 |
||
7 SOLE DISPOSITIVE POWER
0 |
||
8 SHARED DISPOSITIVE POWER
12,162 |
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,162 (see Item 4) |
|||
10 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
|
|||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2% |
|||
12 |
TYPE OF REPORTING PERSON*
CO |
*SEE INSTRUCTION BEFORE FILLING OUT!
Page 18 of 21
Item 1. |
(a) |
Name of Issuer | ||||||||||
Delphax Technologies Inc. (the Company) | ||||||||||||
(b) |
Address of Issuers Principal Executive Offices | |||||||||||
6100 West 110 th Street Bloomington, MN 55438-2664 |
||||||||||||
Item 2. |
(a) |
Name of Person Filing | ||||||||||
This statement is filed by: | ||||||||||||
(i) | Whitebox Advisors, LLC, a Delaware limited liability company (WA); | |||||||||||
(ii) | Whitebox Combined Advisors, LLC a Delaware limited liability company (WCA); | |||||||||||
(iii) | Whitebox Combined Partners, L.P. a British Virgin Islands limited partnership (WCP); | |||||||||||
(iv) | Whitebox Combined Fund, L.P. a Delaware limited liability company (WCFLP); | |||||||||||
(v) | Whitebox Combined Fund, Ltd. a British Virgin Islands limited partnership (WCFLTD); | |||||||||||
(vi) |
Whitebox Convertible Arbitrage Advisors, LLC, a Delaware limited liability company (WCAA); | |||||||||||
(vii) |
Whitebox Convertible Arbitrage Partners, L.P., a British Virgin Islands limited partnership (WCAP); | |||||||||||
(viii) |
Whitebox Convertible Arbitrage Fund, L.P., a Delaware limited partnership (WCAFLP); | |||||||||||
(ix) |
Whitebox Convertible Arbitrage Fund, Ltd., a British Virgin Islands business company (WCAFLTD); | |||||||||||
(x) |
Pandora Select Advisors, LLC, a Delaware limited liability company (PSA); | |||||||||||
(xi) |
Pandora Select Partners, L.P., a British Virgin Islands limited partnership (PSP); | |||||||||||
(xii) |
Pandora Select Fund, L.P., a Delaware limited partnership (PSFLP); and | |||||||||||
(xiii) |
Pandora Select Fund, Ltd., a British Virgin Islands business company (PSFLTD); | |||||||||||
(xiv) | Whitebox Special Opportunities Advisors, LLC a Delaware limited liability company (WSOA); | |||||||||||
(xv) | Whitebox Special Opportunities Partners, L.P. a British Virgin Islands limited partnership (WSOP); | |||||||||||
(xvi) | Whitebox Special Opportunities Fund, L.P. a Delaware limited liability company (WSOFLP); | |||||||||||
(xvii) | Whitebox Special Opportunities Fund, Ltd. a British Virgin Islands limited partnership (WSOFLTD); | |||||||||||
(b) |
Address of Principal Business Office or, if none, Residence | |||||||||||
The address of the business office of WA, WCA, WCFLP, WCAA, WCAFLP, PSA, PSFLP, WSOA, and WSOFLP is: | ||||||||||||
3033 Excelsior Boulevard Suite 300 Minneapolis, MN 55416
The address of the business office of WCP, WCFLTD, WCAP, WCAFLTD, PSP, PSFLTD, WSOP, and WSOFLTD is:
Trident Chambers, P.O. Box 146 Waterfront Drive, Wickhams Cay Road Town, Tortola, British Virgin Islands |
||||||||||||
(c) |
Citizenship | |||||||||||
WA, WCA, WCFLP, WCAA, WCAFLP, PSA, PSFLP, WSOA, and WSOFLP are organized under the laws of the State of Delaware; WCP, WCFLTD, WCAP, WCAFLTD, PSP, PSFLTD, WSOP, and WSOFLTD are organized under the laws of the British Virgin Islands. | ||||||||||||
(d) |
Title of Class of Securities | |||||||||||
Common Stock | ||||||||||||
(e) |
CUSIP Number | |||||||||||
24712X106 | ||||||||||||
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||||||||
(a) | ¨ | Broker or dealer registered under section 15 of the Act. | ||||||||||
(b) | ¨ | Bank as defined in section 3(a)(6) of the Act. | ||||||||||
(c) | ¨ | Insurance company as defined in section 3(a)(19) of the Act. | ||||||||||
(d) | ¨ | Investment company registered under section 8 of the Investment Company Act of 1940. | ||||||||||
(e) | x | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). | ||||||||||
(f) | ¨ | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F). | ||||||||||
(g) | ¨ | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). | ||||||||||
(h) | ¨ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. | ||||||||||
(i) | ¨ | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940. | ||||||||||
(j) | ¨ | Group, in accordance with § 240.13d-1(b)(1)(ii)(J). | ||||||||||
In addition to the investment advisers on behalf of whom this statement is filed pursuant to § 240.13d-1(b), this statement is also filed on behalf of the following persons pursuant to § 240.13d-1(c): WCFLP, WCP, WCFLTD, WCAFLP, WCAP, WCAFLTD, PSFLP, PSP, PSFLTD, WSOFLP, WSOP, WSOFLTD. |
Page 19 of 21
Item 4. | Ownership | |||||||||
(a) | Amount Beneficially Owned | |||||||||
WA, acting as investment adviser to its clients, is deemed to beneficially own 711,420 shares of Common Stock of the Company.
WCA, acting as investment advisor to its clients, is deemed to beneficially own 31,581 shares of Common Stock of the company.
WCP is deemed to beneficially own 31,581 shares of Common Stock of the as a result of its indirect ownership of Common Stock of the Company.
WCFLP is deemed to beneficially own 31,581 shares of Common Stock of the as a result of its indirect ownership of Common Stock of the Company.
WCFLTD is deemed to beneficially own 31,581 shares of Common Stock of the as a result of its indirect ownership of Common Stock of the Company.
WCAA, acting as investment adviser to its clients, is deemed to beneficially own 29,151 shares of Common Stock of the Company.
WCAP is deemed to beneficially own 29,151 shares of Common Stock of the Company as a result of its direct ownership of Common Stock of the Company.
WCAFLP is deemed to beneficially own 29,151 shares of Common Stock of the Company as a result of its indirect ownership of Common Stock of the Company.
WCAFLTD is deemed to beneficially own 29,151 shares of Common Stock of the Company as a result of its indirect ownership of Common Stock of the Company.
PSA, acting as investment adviser to its clients, is deemed to beneficially own 638,526 shares of Common Stock of the Company.
PSP is deemed to beneficially own 638,526 shares of Common Stock of the Company as a result of its direct ownership of Common Stock and warrants of the Company.
PSFLP is deemed to beneficially own 638,526 shares of Common Stock of the Company as a result of its indirect ownership of Common Stock and warrants of the Company.
PSFLTD is deemed to beneficially own 638,526 shares of Common Stock of the Company as a result of its indirect ownership of Common Stock and warrants of the Company.
WSOA, acting as investment advisor to its clients, is deemed to beneficially own 12,162 shares of Common Stock of the Company.
WSOP is deemed to beneficially own 12,162 shares of Common Stock of the as a result of its indirect ownership of Common Stock of the Company
WSOFLP is deemed to beneficially own 12,162 shares of Common Stock of the as a result of its indirect ownership of Common Stock of the Company
WSOFLTD is deemed to beneficially own 12,162 shares of Common Stock of the as a result of its indirect ownership of Common Stock of the Company
As a result of the relationships described in this statement, each of WA, WCA, WCFLP, WCFLTD, WCAA, WCAFLP, WCAFLTD, PSA, PSFLP, PSFLTD, WSOA, WSOFLP, and WSOFLTD may be deemed to possess indirect beneficial ownership of the shares of Common Stock held by one or more of WCP, WCAP PSP, or WSOP. Additionally, as a result of the relationships described in this statement, each of WCA, WCFLP, WCFLTD, WA, WCAA, WCAFLP, WCAFLTD, PSA, PSFLP, PSFLTD, WSOA, WSOFLP, and WSOFLTD may be deemed to possess indirect beneficial ownership of the shares of Common Stock issuable upon the exercise of warrants held by held by PSP. WA, WCA, WCFLP, WCFLTD, WCAA, WCAFLP, WCAFLTD, PSA, PSFLP, PSFLTD, WSOA, WSOFLP, and WSOFLTD each disclaim indirect beneficial ownership of the shares of Common Stock except to the extent of their pecuniary interest in such shares.
Based on the relationships described herein, these entities may be deemed to constitute a group within the meaning of Rule 13d-5(b)(1) under the Securities Exchange Act of 1934. The filing of this statement shall not be construed as an admission that WA, WCA, WCAA, PSA, WSOA, WCP, WCAP, PSP, WSOP, WCFLP, WCAFLP, PSFLP, WSOFLP, WCFLTD, WCAFLTD, PSFLTD, and WSOFLTD are a group, or have agreed to act as a group. |
||||||||||
(b) | Percent of Class | |||||||||
WA is deemed to beneficially own 9.8% of the Companys Common Stock.
WCA is deemed to beneficially own 0.4% of the Companys Common Stock.
WCP is deemed to beneficially own 0.4% of the Companys Common Stock.
WCFLP is deemed to beneficially own 0.4% of the Companys Common Stock.
WCFLTD is deemed to beneficially own 0.4% of the Companys Common Stock.
WCAA is deemed to beneficially own 0.4% of the Companys Common Stock.
WCAP is deemed to beneficially own 0.4% of the Companys Common Stock.
WCAFLP is deemed to beneficially own 0.4% of the Companys Common Stock.
WCAFLTD is deemed to beneficially own 0.4% of the Companys Common Stock.
PSA is deemed to beneficially own 8.8% of the Companys Common Stock.
PSP is deemed to beneficially own 8.8% of the Companys Common Stock.
PSFLP is deemed to beneficially own 8.8% of the Companys Common Stock.
PSFLTD is deemed to beneficially own 8.8% of the Companys Common Stock.
WSOA is deemed to beneficially own 0.2% of the Companys Common Stock.
WSOP is deemed to beneficially own 0.2% of the Companys Common Stock.
WSOFLP is deemed to beneficially own 0.2% of the Companys Common Stock.
WSOFLTD is deemed to beneficially own 0.2% of the Companys Common Stock.
The percentage of Common Stock reportedly owned by each entity herein is based on 7,298,881 shares of outstanding Common Stock of the Company, which is the total number of shares issued and outstanding on 8/8/2008, plus Common Stock issuable upon conversion of warrants. |
||||||||||
(c) | Number of shares as to which such person has: | |||||||||
(i) | Sole power to vote or to direct the vote | |||||||||
0 | ||||||||||
(ii) | Shared power to vote or to direct the vote | |||||||||
WA has shared voting power with respect to 711,420 shares of the Companys Common Stock.
WCA, WCP, WCFLP, and WCFLTD have shared voting power with respect to 31,581 shares of the Companys Common Stock.
WCAA, WCAP, WCAFLP, and WCAFLTD have shared voting power with respect to 29,151 shares of the Companys Common Stock.
PSA, PSP, PSFLP, and PSFLTD have shared voting power with respect to 638,526 shares of the Companys Common Stock.
WSOA, WSOP, WSOFLP, and WSOFLTD have shared voting power with respect to 12,162 shares of the Companys Common Stock. |
||||||||||
(iii) | Sole power to dispose or to direct the disposition of | |||||||||
0 | ||||||||||
(iv) | Shared power to dispose or to direct the disposition of | |||||||||
WA has shared power to direct the disposition of 711,420 shares of the Companys Common Stock.
WCA, WCP, WCFLP, and WCFLTD have shared power to direct the disposition of 31,581 shares of the Companys Common Stock.
WCAA, WCAP, WCAFLP, and WCAFLTD have shared power to direct the disposition of 29,151 shares of the Companys Common Stock.
PSA, PSP, PSFLP, and PSFLTD have shared power to direct the disposition of 638,526 shares of the Companys Common Stock.
WSOA, WSOP, WSOFLP, and WSOFLTD have shared power to direct the disposition of 12,162 shares of the Companys Common Stock. |
||||||||||
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d3(d)(1). | ||||||||||
Item 5. | Ownership of Five Percent or Less of a Class | |||||||||
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ¨ . | ||||||||||
Not Applicable | ||||||||||
Instruction. Dissolution of a group requires a response to this item. | ||||||||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | |||||||||
Not Applicable | ||||||||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. | |||||||||
Not Applicable | ||||||||||
Item 8. | Identification and Classification of Members of the Group | |||||||||
See Item 2 | ||||||||||
Item 9. | Notice of Dissolution of Group | |||||||||
Not Applicable | ||||||||||
Item 10. | Certification | |||||||||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 19, 2009 |
Date |
/s/ Jonathan D. Wood |
Signature |
Jonathan D. Wood, Chief Operating Officer of Whitebox Advisors, LLC, on behalf of Whitebox Convertible Arbitrage Advisors, LLC and Pandora Select Advisors, LLC |
Name/Title |
Page 20 of 21
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 19, 2009 |
Date |
/s/ Jonathan D. Wood |
Signature |
Jonathan D. Wood, Chief Operating Officer of Whitebox Advisors, LLC, on behalf of Whitebox Convertible Arbitrage Partners, L.P., Whitebox Convertible Arbitrage Fund, L.P., Whitebox Convertible Arbitrage Fund, Ltd., Pandora Select Partners, L.P., Pandora Select Fund, L.P., and Pandora Select Fund, Ltd. |
Name/Title |
The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representatives authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7 for other parties for whom copies are to be sent.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
Page 21 of 21
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