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CRTG Coretec Group Inc (QB)

0.0179
-0.0001 (-0.56%)
Last Updated: 17:18:56
Delayed by 15 minutes
Share Name Share Symbol Market Type
Coretec Group Inc (QB) USOTC:CRTG OTCMarkets Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -0.0001 -0.56% 0.0179 0.0157 0.018 0.019 0.0168 0.019 115,048 17:18:56

Statement of Changes in Beneficial Ownership (4)

04/10/2021 2:02pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

DOMBROWSKI RONALD
2. Issuer Name and Ticker or Trading Symbol

CORETEC GROUP INC. [ CRTG ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

C/O THE CORETEC GROUP INC., 333 JACKSON PLAZA, SUITE 1200
3. Date of Earliest Transaction (MM/DD/YYYY)

9/30/2021
(Street)

ANN ARBOR,, MI 48103
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Option (right to buy)  (1)9/30/2021  D     1000000   (1) (1)Common Stock 1000000 $0 0 D  
Option (right to buy)  (2)9/30/2021  A   1000000     (2) (2)Common Stock 1000000 $0 1000000 D  
Option (right to buy)  (3)9/30/2021  A   2000000     (3) (3)Common Stock 2000000 $0 3000000 D  

Explanation of Responses:
(1) On September 30, 2021, the board of directors of the Company authorized the cancellation of 1,000,000 options to purchase shares of Common Stock that were issued on April 7, 2021. The options had an exercise price equal to $0.15 per share.
(2) On September 30, 2021, the board of directors of the Company, as incentive compensation, granted Mr. Dombrowski options to purchase 1,000,000 shares of Common Stock. The options became fully vested on the date of grant and have an expiration date of September 30, 2026. The options have an exercise price equal to $0.105 per share.
(3) On September 30, 2021, the board of directors of the Company, as incentive compensation, granted Mr. Dombrowski options to purchase 2,000,000 shares of Common Stock. The options became fully vested on the date of grant and have an expiration date of September 30, 2026. The options have an exercise price equal to $0.105 per share.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
DOMBROWSKI RONALD
C/O THE CORETEC GROUP INC.
333 JACKSON PLAZA, SUITE 1200
ANN ARBOR,, MI 48103
X



Signatures
/s/ Ronald Dombrowski10/4/2021
**Signature of Reporting PersonDate

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