Current Report Filing (8-k)
11/07/2017 8:51pm
Edgar (US Regulatory)
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of 1934
Date of
Report (Date of earliest event reported):
July 11, 2017
CAPITAL FINANCIAL HOLDINGS, INC.
(Exact
name of small business issuer as specified in its
charter)
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North
Dakota
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000-25958
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45-0404061
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(State or other
jurisdiction
of
incorporation)
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(Commission File
Number)
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(IRS Employer ID
No.)
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1821 Burdick Expressway, W
Minot, North Dakota 58701
(Address
of principal executive offices)
(701 837-9600
(Issuer's
Telephone Number)
ITEM 5.02. Departure of Directors or Principal Officers; Election
of Directors; Appointment of Principal Officers.
On July
11, 2017, at the Annual Meeting of Shareholders of the Company (the
“2017 Annual Meeting”), the shareholders re-elected two
persons nominated by the Board of Directors to serve as Directors
for the ensuing year and until the next annual meeting of
shareholders or until their successors are elected and qualified.
The two nominees elected as Directors at the 2017 Annual Meeting
were Gordon Dihle and Elizabeth Colby. Biographical information as
to the above named persons were included in the Definitive Schedule
14A filed by the Registrant on May 24, 2017.
On July
11, 2017, Gordon Dihle, currently Chief Executive Officer and
President of the Company, was re-elected by the vote of the board
of directors as Chief Executive Officer and President. On July 11,
2017, Elizabeth Colby, currently Chief Financial Officer and
Secretary of the Company, was re-elected by the vote of the board
of directors as Chief Financial Officer and Secretary.
None of
the directors elected at the 2017 Annual Meeting have any family
relationship with any other director or to any executive officer of
the Company
,
and there are no
transactions in which any director or executive officer has an
interest requiring disclosure under Item 404(a) of Regulation
S-K.
Item 8.01. Voluntary Disclosure of Events
On July
11, 2017, Capital Financial Holdings, Inc. (the
“Company”) conducted its annual meeting of the
shareholders in which the shareholders considered the following
action items:
1.
To elect the Board
of Directors of the Company
2.
To ratify the
selection of Dave Banerjee, CPA-An Accountancy Corporation as the
Company’s independent auditors for the fiscal year ended
December 31, 2017.
3.
To approve the
compensation of the named executive officers.
4.
To approve the
frequency of advisory vote on executive compensation for 3
years.
A
quorum was present at the meeting, and all action items were
approved by the vote of a majority of the
shareholders.
SIGNATURES
Pursuant to the
requirements of Section 12 of the Securities and Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly
authorized.
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CAPITAL
FINANCIAL HOLDINGS, INC.
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(Registrant)
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Dated:
July 11, 2017
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By:
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/s/
Gordon
Dihle
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Gordon
Dihle,
Chief Executive
Officer
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