We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
China Teletech Holding Inc (CE) | USOTC:CNCT | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.0001 | 0.00 | 01:00:00 |
þ | Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2007 |
o | Transition Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 |
Delaware | 20-2650200 | |
(State of Incorporation) | (IRS Employer Identification Number) |
Large accelerated filer o | Accelerated filer o | Non-accelerated filer o | Smaller reporting company þ | |||
(Do not check if a smaller reporting company) |
Item No. | Page | |||||||
|
||||||||
Item 12. | 1 | |||||||
|
||||||||
Item 14. | 3 | |||||||
|
||||||||
|
||||||||
Item 15. | 5 | |||||||
|
||||||||
6 | ||||||||
EX-31.5 Section 302 Certification of CEO | ||||||||
EX-31.6 Section 302 Certification of CFO |
Item 12. | Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters |
Equity Compensation Plan Information | |||||||||||||||||
Number of | |||||||||||||||||
securities | |||||||||||||||||
remaining available | |||||||||||||||||
Number of | for future issuance | ||||||||||||||||
securities to be | under equity | ||||||||||||||||
issued upon | Weighted-average | compensation plans | |||||||||||||||
exercise of | exercise price of | (excluding | |||||||||||||||
outstanding | outstanding | securities | |||||||||||||||
options, warrants | options, warrants | reflected in column | |||||||||||||||
and rights | and rights | (a)) | |||||||||||||||
Plan category | (a) | (b) | (c) | ||||||||||||||
Equity compensation
plans approved by
security holders(1)
|
2,376,650 | $ | 2.10 | 20,000 | |||||||||||||
Equity compensation
plans not approved
by security holders
|
| | | ||||||||||||||
Total
|
2,376,650 | $ | 2.10 | 20,000 | |||||||||||||
(1) | Consists of 1,980,000 restricted stock units and options issued pursuant to the Companys 2007 Long Term Incentive Plan, 167,999 SARs issued in 2006 and options issued in connection with our 2003 acquisition of a minority interest in Cable Play Inc. For further details regarding our equity compensation plans, see to Note 16, Stock-Based Compensation and Changes in Shareholders Equity, in the consolidated financial statements in the Form 10-K. |
| each person known by us to be the beneficial owner of more than 5% of our outstanding shares of common stock; | ||
| each of our directors and named executive officers; and | ||
| all of our executive officers and directors as a group. |
1
Name and Address of | Amount and Nature of | |||||||
Beneficial Owner | Beneficial Ownership | Percent of Class | ||||||
Howard S. Balter(1)
|
3,978,551 | (2) | 15.0 | % | ||||
Ilan M. Slasky(1)
|
2,482,782 | (3) | 9.7 | % | ||||
Lawrence J. Askowitz(1)
|
50,500 | * | ||||||
M. Brian McCarthy(1)
|
157,500 | (4) | * | |||||
Peter Giacalone(1)
|
302,500 | (5) | 1.2 | % | ||||
David Hallmen(1)
|
125,522 | (6) | * | |||||
Byron Osing(1)
|
1,925,001 | (7) | 7.7 | % | ||||
Jiri Modry(1)
|
0 | * | ||||||
Thomas Calo(1)
|
0 | * | ||||||
Steven Westberg(1)
|
2,000 | (8) | * | |||||
Creative Vistas Inc.
2100 Forbes Street, Unit 8-10, Whitby, Ontario L1N 9T3 Canada |
3,124,407 | 12.9 | % | |||||
Quaker Capital Management
Corporation
401 Wood Street, Suite 1300 Pittsburgh, PA 15222 |
1,328,360 | (9) | 5.5 | % | ||||
Millenco, LLC
666 Fifth Avenue, 8th Floor New York, New York 10103 |
1,969,304 | (10) | 7.5 | % | ||||
All directors and executive
officers as
a group (10 individuals) |
9,024,356 | (11) | 31.6 | % |
* | Less than 1%. | |
(1) | The business address is c/o 180 Connect Inc., 6501 E. Belleview Avenue, Englewood, Colorado 80111. | |
(2) | Includes (i) 1,005,829 shares held by Mr. Balter; (ii) 2,129,602 shares which may be purchased upon exercise of warrants that were exercisable as of May 9, 2008, or within 60 days of such date; (iii) 300,000 shares held by H. Balter 2007 Associates, LLC, of which Mr. Balter is sole non-managing member; (iv) 200,000 shares held by The Howard S. Balter 2007 Grantor Retained Annuity Trust II; (v) 95,000 shares held by 180 Connect Disposition LLC; (vi) 222,000 shares held by Myrna Weinberger TTEE, Balter Family Trust U/A DTD 11/17/1997; (vii) 24,360 shares which may be sold upon exercise of options held by certain third parties that were exercisable as of May 9, 2008, or within 60 days of such date; and (viii) 1,760 shares which may be sold upon exercise of options that were exercisable as of May 9, 2008, or within 60 days of such date, which Mr. Balter has agreed to sell to certain third parties. Mr. Balter disclaims beneficial ownership of the shares held by Myrna Weinberger TTEE, Balter Family Trust U/A DTD 11/17/1997. | |
(3) | Includes (i) 676,500 shares held by Mr. Slasky; (ii) 300,000 shares held by the Ilan Slasky 2007 Grantor Retained Annuity Trust (the Slasky GRAT); (iii) 216,484 shares held jointly with Reva Slasky; (iv) 1,264,798 shares held jointly with Reva Slasky which may be purchased upon exercise of warrants that were exercisable as of May 9, 2008, or within 60 days of such date; and (v) 25,000 shares which may be sold upon exercise of options held by certain third parties that were exercisable as of May 9, 2008, or within 60 days of such date. | |
(4) | Includes (i) 57,500 shares held by Mr. McCarthy; (ii) 42,500 shares which may be purchased upon exercise of options that were exercisable as of May 9, 2008, or within 60 days of such date; (iii) 42,500 shares which may be purchased upon exercise of restricted stock units that were exercisable as of May 9, 2008, or within 60 days of such date; and (iv) 15,000 shares which may be purchased upon exercise of SARs that were exercisable as of May 9, 2008, or within 60 days of such date. | |
(5) | Includes (i) 195,000 shares held by Mr. Giacalone; (ii) 46,250 shares which may be purchased upon exercise of options that were exercisable as of May 9, 2008, or within 60 days of such date; (iii) 46,250 shares which may be purchased upon exercise of restricted stock units that were exercisable as of May 9, 2008, or within 60 days of such date; and (iv) 15,000 shares which may be purchased upon exercise of SARs that were exercisable as of May 9, 2008, or within 60 days of such date. | |
(6) | Includes (i) 73,865 shares held by Mr. Hallmen; and (ii) 51,657 shares which may be purchased upon exercise of options that were exercisable as of May 9, 2008, or within 60 days of such date. |
2
(7) | Includes (i) 1,179,767 shares held by Mr. Osing; (ii) 660,000 exchangeable shares held by Mr. Osing; and (iii) 85,234 shares which may be purchased upon exercise of options that were exercisable as of May 9, 2008, or within 60 days of such date. | |
(8) | Includes 2,000 shares which may be purchased upon exercise of SARs that were exercisable as of May 9, 2008, or within 60 days of such date. | |
(9) | Derived from a jointly-filed Schedule 13D, dated August 24, 2007, filed by Quaker Capital Management Corporation, a Pennsylvania corporation (Quaker Capital Management), Quaker Capital Partners I, LP, a Delaware limited partnership, Quaker Capital Partners II, LP, a Delaware limited partnership, Quaker Premier, LP, a Delaware limited partnership, Quaker Premier II, LP, a Delaware limited partnership, and Mr. Mark G. Schoeppner. As of August 24, 2007, Quaker Capital Management may be deemed to be the beneficial owner of 1,328,360 shares of common stock. | |
(10) | Derived from a jointly-filed Schedule 13D, dated August 24, 2007, filed by Millenco, LLC, a Delaware limited liability company (formerly Millenco, L.P., a Delaware limited partnership) (Millenco), Millennium Management, LLC, a Delaware limited liability company (Millennium Management), and Israel A. Englander (Mr. Englander). As of August 24, 2007, each of Millenco, Millennium Management, and Mr. Englander may be deemed to be the beneficial owner of 1,969,304 warrants to purchase shares of common stock. | |
(11) | Includes (i) 3,394,400 shares which may be purchased upon exercise of warrants that were exercisable as of May 9, 2008, or within 60 days of such date; (ii) 225,641 shares which may be purchased upon exercise of options that were exercisable as of May 9, 2008, or within 60 days of such date; (iii) 88,750 shares which may be purchased upon exercise of restricted stock units that were exercisable as of May 9, 2008, or within 60 days of such date; (iv) 32,000 shares which may be purchased upon exercise of SARs that were exercisable as of May 9, 2008, or within 60 days of such date; and (v) 660,000 exchangeable shares. |
Year ended December 31, | ||||||||
Fee Category | 2007 | 2006 | ||||||
Audit Fees
|
$ | 2,031,675 | $ | 66,000 | ||||
Audit-Related Fees
|
13,250 | | ||||||
Tax Fees
|
65,041 | | ||||||
|
||||||||
Total Fees
|
$ | 2,109,966 | $ | 66,000 | ||||
|
3
4
Item 15. | Exhibits and Financial Statements Schedules |
31.5 | Section 302 Certification from Chief Executive Officer | ||
31.6 | Section 302 Certification from Chief Financial Officer |
5
Date: May 28, 2008 | By: | /s/ Steven Westberg | ||
Steven Westberg | ||||
Chief Financial Officer | ||||
6
1 Year China Teletech (CE) Chart |
1 Month China Teletech (CE) Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions