Amended Current Report Filing (8-k/a)

0000814926 true The Company filed a Current Report on Form 8-K, dated August 11, 2021, with the Commission to announce the scheduling of the webcast and conference call referenced in Item 7.01 above. The signature line to that August 11, 2021, Current Report of Form 8-K stated a signature date as July 11, 2021. The actual date of signature was August 11, 2021, and the July 11, 2021, was an inadvertent typographical error. 0000814926 2021-08-13 2021-08-13 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION 

WASHINGTON, D.C. 20549

 

FORM 8-K/A

Amendment Number One 

 

CURRENT REPORT

 

PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

 

Date of Report: August 16, 2021
(Earliest Event Date requiring this Report: August 13, 2021)

 

CAPSTONE COMPANIES, INC.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)

 

Florida	0-28331	84-1047159
(State of Incorporation or Organization)	(Commission File Number)	I.R.S. Employer Identification No.)

 

431 Fairway Drive, Suite 200

Deerfield Beach, Florida 33441

(Address of principal executive offices)

[phone], ext. 313

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

 

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Class of Securities.	Trading Symbol(s).	Name of exchange on which registered
None	N/A	N/A

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

Item 7.01 Regulation FD Disclosure

Capstone Companies, Inc., a Florida corporation, (“Company”) held a webcast and conference call on Friday, August 13, 2021. The transcript for the webcast and conference call is attached to this Current Report on Form 8-K/A Amendment Number One as Exhibit 99.2. The webcast and conference call covered status of Company’s Smart Mirror product launch. The scheduling of this webcast and conference call was previously announced on August 11, 2021.

 

In accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 of this Current Report on Form 8-K/A Amendment Number One, including Exhibit 99.2 thereto, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by reference in such a filing.

 

Item 8.01 Other Matter

The Company filed a Current Report on Form 8-K, dated August 11, 2021, with the Commission to announce the scheduling of the webcast and conference call referenced in Item 7.01 above. The signature line to that August 11, 2021, Current Report of Form 8-K stated a signature date as July 11, 2021. The actual date of signature was August 11, 2021, and the July 11, 2021, was an inadvertent typographical error.

 

Item 9.01. Financial Statements and Exhibits

(d) Exhibits.

 

Exhibit Number	Exhibit Description
99.2	Transcript of August 13, 2021, Webcast and Conference Call by Capstone Companies, Inc.

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION

 

By: /s/ James G. McClinton

James G. McClinton, Chief Executive Officer

Dated: August 16, 2021

 

Exhibit Index

Exhibit 99.2 Transcript of August 13, 2021, Webcast and Conference Call by Capstone Companies, Inc.