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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Broad Street Realty Inc (QX) | USOTC:BRST | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.0697 | 27.88% | 0.3197 | 0.1881 | 0.33 | 0.3197 | 0.3197 | 0.3197 | 303 | 18:40:06 |
* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent
amendment containing information which would alter disclosures provided in a prior cover page.
|
1
|
NAMES OF REPORTING PERSONS
FINCO I Intermediate Holdco LLC
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
8
|
SHARED VOTING POWER
2,560,000*
|
|
9
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
SHARED DISPOSITIVE POWER
2,560,000*
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,560,000*
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9%**
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
* |
Reflects 2,560,000 shares of common stock, par value $0.01 par value per share (“Common Stock”), of Broad Street Realty, Inc. (the “Issuer”) issuable upon the
exercise of the warrant to purchase common stock (the “Fortress Warrant”) of the Issuer, held directly by CF Flyer Mezz Holdings LLC.
|
** |
Calculation based on 34,325,565 shares of Common Stock outstanding, as of May 8, 2024 (adjusted to reflect 2,560,000 shares of Common Stock issuable upon the
exercise of the Fortress Warrant and deemed outstanding pursuant to Rule 13d-3(d)(1)(i)).
|
1
|
NAMES OF REPORTING PERSONS
FINCO I LLC
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
8
|
SHARED VOTING POWER
2,560,000*
|
|
9
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
SHARED DISPOSITIVE POWER
2,560,000*
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,560,000*
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9%**
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
* |
Reflects 2,560,000 shares of Common Stock issuable upon the exercise of the Fortress Warrant held directly by CF Flyer Mezz Holdings LLC.
|
** |
Calculation based on 34,325,565 shares of Common Stock outstanding, as of May 8, 2024 (adjusted to reflect 2,560,000 shares of Common Stock issuable upon the
exercise of the Fortress Warrant and deemed outstanding pursuant to Rule 13d-3(d)(1)(i)).
|
1
|
NAMES OF REPORTING PERSONS
FIG Parent, LLC
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
☐ |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
8
|
SHARED VOTING POWER
2,560,000*
|
|
9
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
SHARED DISPOSITIVE POWER
2,560,000*
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,560,000*
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9%**
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
* |
Reflects 2,560,000 shares of Common Stock issuable upon the exercise of the Fortress Warrant held directly by CF Flyer Mezz Holdings LLC.
|
** |
Calculation based on 34,325,565 shares of Common Stock outstanding, as of May 8, 2024 (adjusted to reflect 2,560,000 shares of Common Stock issuable upon the
exercise of the Fortress Warrant and deemed outstanding pursuant to Rule 13d-3(d)(1)(i)).
|
1
|
NAMES OF REPORTING PERSONS
Foundation Holdco LP
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
3
|
SEC USE ONLY
|
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
☐
|
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
8
|
SHARED VOTING POWER
2,560,000*
|
|
9
|
SOLE DISPOSITIVE POWER
0
|
|
10
|
SHARED DISPOSITIVE POWER
2,560,000*
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,560,000*
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9%**
|
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
|
* |
Reflects 2,560,000 shares of Common Stock issuable upon the exercise of the Fortress Warrant held directly by CF Flyer Mezz Holdings LLC.
|
** |
Calculation based on 34,325,565 shares of Common Stock outstanding, as of May 8, 2024 (adjusted to reflect 2,560,000 shares of Common Stock issuable upon the
exercise of the Fortress Warrant and deemed outstanding pursuant to Rule 13d-3(d)(1)(i)).
|
1
|
NAMES OF REPORTING PERSONS
FIG Buyer GP, LLC
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ☐
(b) ☐
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E)
☐
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
0
|
|
8
|
SHARED VOTING POWER
2,560,000*
|
||
9
|
SOLE DISPOSITIVE POWER
0
|
||
10
|
SHARED DISPOSITIVE POWER
2,560,000*
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,560,000*
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
☐
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9%**
|
||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
|
* |
Reflects 2,560,000 shares of Common Stock issuable upon the exercise of the Fortress Warrant held directly by CF Flyer Mezz Holdings LLC.
|
** |
Calculation based on 34,325,565 shares of Common Stock outstanding, as of May 8, 2024 (adjusted to reflect 2,560,000 shares of Common Stock issuable upon the
exercise of the Fortress Warrant and deemed outstanding pursuant to Rule 13d-3(d)(1)(i)).
|
(i) |
FINCO I Intermediate Holdco LLC, a Delaware limited liability company (“FINCO I IH”), is the sole member of Fortress Investment Group.
|
(ii) |
FINCO I LLC, a Delaware limited liability company, is the sole member of FINCO I IH.
|
(iii) |
FIG Parent, LLC, a Delaware limited liability company (“FIG Parent”), is the sole member of FINCO I LLC.
|
(iv) |
Foundation Holdco LP, a Delaware limited partnership (“Foundation Holdco”), is the sole member of FIG Parent.
|
(v) |
FIG Buyer GP, LLC, a Delaware limited liability company (“FIG Buyer”), is the general partner of Foundation Holdco.
|
99.1 |
Joint Filing Agreement (filed herewith).
|
Dated: May 21, 2024
|
FINCO I INTERMEDIATE HOLDCO LLC
|
|
|
|
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Dated: May 21, 2024
|
FINCO I LLC
|
|
|
|
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Dated: May 21, 2024
|
FIG PARENT, LLC
|
|
|
|
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Dated: May 21, 2024
|
FOUNDATION HOLDCO LP
|
|
|
By:
|
FIG Buyer GP, LLC, its general partner
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Dated: May 21, 2024
|
FIG BUYER GP, LLC
|
|
|
|
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Name: |
Principal Occupation/Role:
|
Andrew McKnight |
Co-Chief Executive Officer
|
Joshua Pack |
Co-Chief Executive Officer
|
Jack Neumark |
Managing Partner
|
David N. Brooks |
Secretary
|
Daniel N. Bass |
Treasurer
|
Name: |
Principal Occupation/Role:
|
Andrew McKnight |
Co-Chief Executive Officer
|
Joshua Pack |
Co-Chief Executive Officer
|
Jack Neumark |
Managing Partner
|
David N. Brooks |
Secretary
|
Daniel N. Bass |
Treasurer
|
Name: |
Principal Occupation/Role:
|
Andrew McKnight |
Co-Chief Executive Officer
|
Joshua Pack |
Co-Chief Executive Officer
|
Jack Neumark |
Managing Partner
|
David N. Brooks |
Secretary
|
Daniel N. Bass |
Treasurer
|
Name: |
Principal Occupation/Role:
|
Andrew McKnight |
Co-Chief Executive Officer and Director
|
Joshua Pack |
Co-Chief Executive Officer and Director
|
Peter L. Briger |
Director
|
Hani Barhoush |
Director
|
Name: |
Principal Occupation/Role:
|
David N. Brooks |
Secretary
|
Dan Bass |
Treasurer
|
Dated: May 21, 2024
|
FINCO I INTERMEDIATE HOLDCO LLC
|
|
|
|
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Dated: May 21, 2024
|
FINCO I LLC
|
|
|
|
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Dated: May 21, 2024
|
FIG PARENT, LLC
|
|
|
|
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Dated: May 21, 2024
|
FOUNDATION HOLDCO LP
|
|
|
By:
|
FIG Buyer GP, LLC, its general partner
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
Dated: May 21, 2024
|
FIG BUYER GP, LLC
|
|
|
|
|
|
By:
|
/s/ David N. Brooks
|
|
Name:
|
David N. Brooks
|
|
Title:
|
Secretary
|
|
|
|
1 Year Broad Street Realty (QX) Chart |
1 Month Broad Street Realty (QX) Chart |
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