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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Bnccorp Inc (QX) | USOTC:BNCC | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.05 | 0.22% | 23.00 | 23.00 | 23.70 | 23.00 | 23.00 | 23.00 | 800 | 21:00:01 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No.
|
055936108
|
Page |
2
|
of |
12
|
Pages |
1) |
NAME OF REPORTING PERSONS
Financial Stocks Capital Partners IV L.P. |
||||
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) o | |||||
(b) o | |||||
3) | SEC USE ONLY | ||||
4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 312,500 | ||||
EACH | 7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8) | SHARED DISPOSITIVE POWER | |||
312,500 | |||||
9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
312,500 | |||||
10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.1% (1) | |||||
12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
CUSIP No.
|
055936108
|
Page |
3
|
of |
12
|
Pages |
1) |
NAME OF REPORTING PERSONS
Finstocks Capital Management IV, LLC |
||||
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) o | |||||
(b) o | |||||
3) | SEC USE ONLY | ||||
4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 312,500 | ||||
EACH | 7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8) | SHARED DISPOSITIVE POWER | |||
312,500 | |||||
9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
312,500 | |||||
10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.1% (1) | |||||
12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
CUSIP No.
|
055936108
|
Page |
4
|
of |
12
|
Pages |
1) |
NAME OF REPORTING PERSONS
Elbrook Holdings, LLC |
||||
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) o | |||||
(b) o | |||||
3) | SEC USE ONLY | ||||
4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 312,500 | ||||
EACH | 7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8) | SHARED DISPOSITIVE POWER | |||
312,500 | |||||
9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
312,500 | |||||
10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.1% (1) | |||||
12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
CUSIP No.
|
055936108
|
Page |
5
|
of |
12
|
Pages |
1) |
NAME OF REPORTING PERSONS
FSI Group, LLC |
||||
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) o | |||||
(b) o | |||||
3) | SEC USE ONLY | ||||
4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Ohio | |||||
5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 312,500 | ||||
EACH | 7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8) | SHARED DISPOSITIVE POWER | |||
312,500 | |||||
9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
312,500 | |||||
10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.1% (1) | |||||
12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
CUSIP No.
|
055936108
|
Page |
6
|
of |
12
|
Pages |
1) |
NAME OF REPORTING PERSONS
Steven N. Stein |
||||
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) o | |||||
(b) o | |||||
3) | SEC USE ONLY | ||||
4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 312,500 | ||||
EACH | 7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8) | SHARED DISPOSITIVE POWER | |||
312,500 | |||||
9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
312,500 | |||||
10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.1% (1) | |||||
12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
CUSIP No.
|
055936108
|
Page |
7
|
of |
12
|
Pages |
1) |
NAME OF REPORTING PERSONS
John M. Stein |
||||
2) |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
||||
(a) o | |||||
(b) o | |||||
3) | SEC USE ONLY | ||||
4) | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
5) | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6) | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 312,500 | ||||
EACH | 7) | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH | 8) | SHARED DISPOSITIVE POWER | |||
312,500 | |||||
9) | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
312,500 | |||||
10) | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11) | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
9.1% (1) | |||||
12) | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
(a) | Name of Issuer: | ||
BNCCORP, Inc. | |||
(b) | Address of Issuers Principal Executive Offices: | ||
322 East Main
P.O. Box 4050 Bismark, ND 58502-4050 United States of America |
(a) | Name of Person Filing: |
1. | Financial Stocks Capital Partners IV L.P. | ||
2. | Finstocks Capital Management IV, LLC | ||
3. | Elbrook Holdings, LLC | ||
4. | FSI Group, LLC | ||
5. | Steven N. Stein | ||
6. | John M. Stein |
(b) | Address of Principal Business Office or, if none, Residence: |
1. |
1300 Carew Tower
441 Vine Street Cincinnati, Ohio 45202 |
||
2. |
1300 Carew Tower
441 Vine Street Cincinnati, Ohio 45202 |
||
3. |
1300 Carew Tower
441 Vine Street Cincinnati, Ohio 45202 |
||
4. |
1300 Carew Tower
441 Vine Street Cincinnati, Ohio 45202 |
5. |
1300 Carew Tower
441 Vine Street Cincinnati, Ohio 45202 |
||
6. |
1300 Carew Tower
441 Vine Street Cincinnati, Ohio 45202 |
(c) | Citizenship: |
1. | Delaware | ||
2. | Delaware | ||
3. | Delaware | ||
4. | Ohio | ||
5. | United States of America | ||
6. | United States of America |
(d) | Title of Class of Securities: | ||
Common stock, par value $0.01 per share | |||
(e) | CUSIP Number: | ||
055936108 |
Item 3 | Check appropriate box if this statement is filed pursuant to Rules 13d- 1(b) or 13d- 2(b) or (c): |
(a)
|
o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||
|
||||
(b)
|
o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||
|
||||
(c)
|
o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | ||
|
||||
(d)
|
o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | ||
|
||||
(e)
|
o | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f)
|
o | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | ||
|
||||
(g)
|
o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | ||
|
||||
(h)
|
o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
|
||||
(i)
|
o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||
|
||||
(j)
|
o | Group, in accordance with § 240.13d-1(b)(1)(ii)(J) |
Item 4 | Ownership: |
(a) | Amount beneficially owned: | ||
312,500 (1) | |||
(b) | Percent of class: | ||
9.1% (1) | |||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 0 | ||
(ii) | Shared power to vote or to direct the vote: 312,500 | ||
(iii) | Sole power to dispose or to direct the disposition of: 0 | ||
(iv) | Shared power to dispose or to direct the disposition of: 312,500 |
Item 5
|
Ownership of Five Percent or Less of a Class: | |
|
||
|
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o . | |
|
||
Item 6
|
Ownership of More Than Five Percent on Behalf of Another Person: | |
|
||
|
Not Applicable. | |
|
||
Item 7
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: | |
|
||
|
Not Applicable. | |
|
||
Item 8
|
Identification and Classification of Members of the Group: | |
|
||
|
Not Applicable. | |
|
||
Item 9
|
Notice of Dissolution of Group: | |
|
||
|
Not Applicable. | |
|
||
Item 10
|
Certification: | |
|
||
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Date: February 8, 2011 |
FINANCIAL STOCKS CAPITAL PARTNERS IV L.P.
|
|||
By: | Finstocks Capital Management IV, LLC | |||
General Partner | ||||
By: | /s/ John M. Stein | |||
John M. Stein | ||||
President | ||||
FINSTOCKS CAPITAL MANAGEMENT IV, LLC
|
||||
By: | /s/ John M. Stein | |||
John M. Stein | ||||
President | ||||
ELBROOK HOLDINGS, LLC
|
||||
By: | /s/ John M. Stein | |||
John M. Stein | ||||
President | ||||
FSI GROUP, LLC
|
||||
By: | /s/ John M. Stein | |||
John M. Stein | ||||
President | ||||
/s/ Steven N. Stein | ||||
STEVEN N. STEIN | ||||
/s/ John M. Stein | ||||
JOHN M. STEIN | ||||
Date: February 8, 2011 |
FINANCIAL STOCKS CAPITAL PARTNERS IV L.P.
|
|||
By: | Finstocks Capital Management IV, LLC | |||
General Partner | ||||
By: | /s/ John M. Stein | |||
John M. Stein | ||||
President | ||||
FINSTOCKS CAPITAL MANAGEMENT IV, LLC
|
||||
By: | /s/ John M. Stein | |||
John M. Stein | ||||
President | ||||
ELBROOK HOLDINGS, LLC
|
||||
By: | /s/ John M. Stein | |||
John M. Stein | ||||
President | ||||
FSI GROUP, LLC
|
||||
By: | /s/ John M. Stein | |||
John M. Stein | ||||
President | ||||
/s/ Steven N. Stein | ||||
STEVEN N. STEIN | ||||
/s/ John M. Stein | ||||
JOHN M. STEIN | ||||
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