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| Name | Symbol | Market | Type |
|---|---|---|---|
| AXA SA (QX) | USOTC:AXAHY | OTCMarkets | Depository Receipt |
| Price Change | % Change | Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Traded | Last Trade | |
|---|---|---|---|---|---|---|---|---|---|---|
| -0.574 | -1.67% | 33.836 | 33.73 | 33.89 | 34.0199 | 33.6171 | 33.98 | 110,385 | 21:00:03 |
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL | |
| Washington, D.C. 20549 FORM 13F | OMB Number: 3235-0006 Expires: July 31, 2015 Estimated average burden hours per response: 23.8 |
| FORM 13F COVER PAGE |
| Report for the Calendar Year or Quarter Ended: | 09-30-2019 |
| Check here if Amendment: | X | Amendment Number: | 1 |
| This Amendment (Check only one.): | is a restatement. | ||
| X | adds new holdings entries. | ||
| Name: | AXA S.A. | ||
| Address: | 25 AVENUE MATIGNON | ||
| PARIS | I0 | 75008 | |
| Form 13F File Number: | 028-03570 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Name: | Victoria Warme |
| Title: | Attorney-in-Fact, AXA Investment Managers |
| Phone: | 0033144458360 |
| Victoria Warme | Puteaux, FRANCE | 02-12-2021 |
| [Signature] | [City, State] | [Date] |
| Do you wish to provide information pursuant to Special Instruction 5? | X Yes No |
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
| Form 13F File Number | Name |
| 028-10562 | ALLIANCEBERNSTEIN L.P. |
| 028-02701 | Allianz Asset Management of America L.P. |
| 028-13991 | Allianz Global Investors U.S. LLC |
| 028-01006 | BARROW HANLEY MEWHINNEY & STRAUSS LLC |
| 028-04293 | BLACKROCK FINANCIAL MANAGEMENT INC/DE |
| 028-12016 | BlackRock Investment Management, LLC |
| 028-00096 | CAPITAL GUARDIAN TRUST CO |
| 028-11611 | Clearbridge Investments, LLC |
| 028-10648 | DIAMOND HILL CAPITAL MANAGEMENT INC |
| 028-05269 | EARNEST PARTNERS LLC |
| 028-03578 | FRANKLIN ADVISERS INC |
| 028-01887 | GAMCO INVESTORS, INC. ET AL |
| 028-10981 | GOLDMAN SACHS ASSET MANAGEMENT, L.P. |
| 028-14519 | Horizon Kinetics LLC |
| 028-00255 | Invesco Advisers, Inc. |
| JPMORGAN CHASE & Co | |
| 028-00413 | LORD, ABBETT & CO. LLC |
| 028-04968 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ |
| 028-11866 | MORGAN STANLEY INVESTMENT MANAGEMENT INC |
| 028-12454 | POST ADVISORY GROUP LLC |
| 028-11338 | SSGA FUNDS MANAGEMENT INC |
| 028-00115 | PRICE T ROWE ASSOCIATES INC /MD/ |
| 028-05454 | TEMPLETON GLOBAL ADVISORS LTD |
| 028-06605 | THORNBURG INVESTMENT MANAGEMENT INC |
| 028-04557 | WELLINGTON MANAGEMENT GROUP LLP |
| 028-10220 | WESTFIELD CAPITAL MANAGEMENT CO LP |
| 028-00165 | WELLS FARGO & COMPANY/MN |
| 028-05320 | PALISADE CAPITAL MANAGEMENT LLC/NJ |
| 028-11685 | 1832 Asset Management L.P. |
| 028-00398 | LOOMIS SAYLES & CO L P |
| 028-02682 | UBS ASSET MANAGEMENT AMERICAS INC |
| 028-14009 | QS Investors, LLC |
| 028-04379 | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP |
| 028-05840 | VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. |
| 028-13328 | HS Management Partners, LLC |
| 028-01343 | JANUS CAPITAL MANAGEMENT LLC |
| 028-03687 | POLEN CAPITAL MANAGEMENT LLC |
| 028-02204 | Brandywine Global Investment Management, LLC |
| 028-10469 | LAZARD ASSET MANAGEMENT LLC |
| 028-10368 | IVY INVESTMENT MANAGEMENT CO |
| 028-01091 | AMERICAN CENTURY INVESTMENT MANAGEMENT INC |
| 028-12282 | FIAM LLC |
| 028-02013 | HARRIS ASSOCIATES L P |
| 028-06487 | FIRST TRUST ADVISORS LP |
| 028-00127 | BNY Mellon Investment Adviser, Inc. |
| Number of Other Included Managers: | 8 |
| Form 13F Information table Entry Total: | 2729 |
| Form 13F Information table Value Total: | 25,129,407 |
| (thousands) | |
Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investement managers with respect to which this report is filed, other than the manager filing this report.
| No. | Form 13F File Number | Name | CIK |
| 1 | 028-10563 | AXA ASSURANCES IARD MUTUELLE | 0000941620 |
| 2 | 028-03638 | AXA ASSURANCES VIE MUTUELLE | 0000898482 |
| 5 | 028-14633 | Equitable Investment Management Group, LLC | 0001536185 |
| 6 | 028-10564 | AXA ROSENBERG INVESTMENT MANAGEMENT LLC | 0001129160 |
| 7 | 028-18431 | AXA Investment Managers Paris | 0001577619 |
| 8 | 028-18429 | AXA INVESTMENT MANAGERS UK Ltd | 0001536140 |
| 4 | 028-19172 | Equitable Holdings, Inc. | 0001333986 |
| 9 | 028-17910 | XL Group Investments Ltd | 0001572311 |
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