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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Monitor Ventures Inc (CE) | USOTC:AVCVF | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.068 | 0.00 | 00:00:00 |
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UNITED STATES SECURITIES
|
OMB APPROVAL
OMB Number: 3235-0076
Estimated Average burden hours per response: 4.0
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Notice of Exempt Offering of Securities
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1. Issuer's Identity | ||
CIK (Filer ID Number) | Previous Name(s) o None | Entity Type |
0001517179
|
Rocky Mountain Resources Corp.
|
x
Corporation
o
Limited Partnership
o
Limited Liability Company
o
General Partnership
o
Business Trust
o
Other
|
Name of Issuer | ||
American Vanadium Corp.
|
||
Jurisdiction of Incorporation/Organization | ||
CANADA (FEDERAL LEVEL) | ||
Year of Incorporation/Organization | |||
x | Over Five Years Ago | ||
o | Within Last Five Years (Specify Year) | ||
o | Yet to Be Formed |
2. Principal Place of Business and Contact Information | ||||
Name of Issuer | ||||
American Vanadium Corp. |
Street Address 1 | Street Address 2 | ||
Suite 1703 - 595 Burrard Street |
City | State/Province/Country | ZIP/Postal Code | Phone No. of Issuer |
VANCOUVER | BRITISH COLUMBIA, CANADA | V7X 1J1 | (604) 689-1428 |
3. Related Persons |
Last Name | First Name | Middle Name |
Radvak | William |
Street Address 1 | Street Address 2 |
Suite 910, 800 W. Pender Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 2V6 |
Relationship: | x | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
MacDonald | Ron |
Street Address 1 | Street Address 2 |
Suite 910, 800 W. Pender Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 2V6 |
Relationship: | x | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Branham | Alan |
Street Address 1 | Street Address 2 |
Suite 910, 800 W. Pender Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 2V6 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Bayley | Brian |
Street Address 1 | Street Address 2 |
Suite 1703 - 595 Burrard Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V7X 1J1 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Hawes | George | T. |
Street Address 1 | Street Address 2 |
Suite 910, 800 W. Pender Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 2V6 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Hyslop | E. | Kelly |
Street Address 1 | Street Address 2 |
Suite 910, 800 W. Pender Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 2V6 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Doyle | Michael |
Street Address 1 | Street Address 2 |
Suite 910, 800 W. Pender Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 2V6 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Lee | Sandra |
Street Address 1 | Street Address 2 |
Suite 1730, 595 Burrard Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V7X 1J1 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Downes | John |
Street Address 1 | Street Address 2 |
Suite 1730, 595 Burrard Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V7X 1J1 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Espell | Ron |
Street Address 1 | Street Address 2 |
Suite 910, 800 W. Pender Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 2V6 |
Relationship: | x | Executive Officer | o | Director | o | Promoter |
Clarification of Response (if Necessary) | |
Last Name | First Name | Middle Name |
Whalen | Brett |
Street Address 1 | Street Address 2 |
Suite 910, 800 W. Pender Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 2V6 |
Relationship: | o | Executive Officer | x | Director | o | Promoter |
Clarification of Response (if Necessary) | |
4. Industry Group |
o | Agriculture | Health Care | o | Retailing | ||||
Banking & Financial Services | o | Biotechnology | o | Restaurants | ||||
o | Commercial Banking | o | Health Insurance | Technology | ||||
o | Insurance | o | Hospitals & Physicians | o | Computers | |||
o | Investing | o | Pharmaceuticals | o | Telecommunications | |||
o | Investment Banking | o | Other Health Care | o | Other Technology | |||
o |
Pooled Investment Fund
|
Travel | ||||||
o | Other Banking & Financial Services | o | Manufacturing | o | Airlines & Airports | |||
Real Estate | o | Lodging & Conventions | ||||||
o | Commercial | o | Tourism & Travel Services | |||||
o | Construction | o | Other Travel | |||||
o | REITS & Finance | x | Other | |||||
o | Residential | |||||||
o | Other Real Estate | |||||||
o | Business Services | |||||||
Energy | ||||||||
o | Coal Mining | |||||||
o | Electric Utilities | |||||||
o | Energy Conservation | |||||||
o | Environmental Services | |||||||
o | Oil & Gas | |||||||
o | Other Energy |
5. Issuer Size |
Revenue Range | Aggregate Net Asset Value Range | ||
o | No Revenues | o | No Aggregate Net Asset Value |
o | $1 - $1,000,000 | o | $1 - $5,000,000 |
o | $1,000,001 - $5,000,000 | o | $5,000,001 - $25,000,000 |
o | $5,000,001 - $25,000,000 | o | $25,000,001 - $50,000,000 |
o | $25,000,001 - $100,000,000 | o | $50,000,001 - $100,000,000 |
o | Over $100,000,000 | o | Over $100,000,000 |
x | Decline to Disclose | o | Decline to Disclose |
o | Not Applicable | o | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply) |
o | Rule 504(b)(1) (not (i), (ii) or (iii)) | o | Rule 505 | |||
o | Rule 504 (b)(1)(i) | x | Rule 506(b) | |||
o | Rule 504 (b)(1)(ii) | o | Rule 506(c) | |||
o | Rule 504 (b)(1)(iii) | o | Securities Act Section 4(a)(5) | |||
o | Investment Company Act Section 3(c) |
7. Type of Filing |
x | New Notice | Date of First Sale | 2013-09-30 | o | First Sale Yet to Occur |
o | Amendment |
8. Duration of Offering |
Does the Issuer intend this offering to last more than one year? | o | Yes | x | No |
9. Type(s) of Securities Offered (select all that apply) |
o | Pooled Investment Fund Interests | x | Equity |
o | Tenant-in-Common Securities | o | Debt |
o | Mineral Property Securities | x | Option, Warrant or Other Right to Acquire Another Security |
x | Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | x | Other (describe) |
Units of common stock and common stock purchase warrants; each unit = 1 common share, 1/2 warrant exercisable at CAD$0.60 per common share; and 1/2 warrant exercisable at CAD$0.80 per common share. |
10. Business Combination Transaction |
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? | o | Yes | x | No |
Clarification of Response (if Necessary) | ||||
11. Minimum Investment |
Minimum investment accepted from any outside investor | $ 0 USD |
12. Sales Compensation |
Recipient | Recipient CRD Number | o | None | ||
Scarsdale Equities LLC | 134602 | ||||
(Associated) Broker or Dealer | x | None | (Associated) Broker or Dealer CRD Number | x | None |
Street Address 1 | Street Address 2 | ||||
10 Rockefeller Plaza, Suite 720 |
City | State/Province/Country | ZIP/Postal Code |
New York | NEW YORK | 10020 |
State(s) of Solicitation | o | All States | o | Foreign/Non-US |
CALIFORNIA
COLORADO CONNECTICUT FLORIDA GEORGIA HAWAII ILLINOIS KANSAS MASSACHUSETTS MARYLAND MINNESOTA MONTANA NEW HAMPSHIRE NEW JERSEY NEW YORK OKLAHOMA PENNSYLVANIA SOUTH CAROLINA TEXAS VIRGINIA WASHINGTON |
Recipient | Recipient CRD Number | x | None | ||
Dundee Securities Ltd. | |||||
(Associated) Broker or Dealer | x | None | (Associated) Broker or Dealer CRD Number | x | None |
Street Address 1 | Street Address 2 | ||||
Suite 3424, 1055 Dunsmuir Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V7X 1P3 |
State(s) of Solicitation | o | All States | o | Foreign/Non-US |
Recipient | Recipient CRD Number | x | None | ||
Canaccord Genuity Corp. | |||||
(Associated) Broker or Dealer | x | None | (Associated) Broker or Dealer CRD Number | x | None |
Street Address 1 | Street Address 2 | ||||
Suite 2200, 609 Granville Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V7Y 1H2 |
State(s) of Solicitation | o | All States | o | Foreign/Non-US |
Recipient | Recipient CRD Number | x | None | ||
Haywood Securities Inc. | |||||
(Associated) Broker or Dealer | x | None | (Associated) Broker or Dealer CRD Number | x | None |
Street Address 1 | Street Address 2 | ||||
20th Floor, 400 Burrard Street |
City | State/Province/Country | ZIP/Postal Code |
Vancouver | BRITISH COLUMBIA, CANADA | V6C 3A6 |
State(s) of Solicitation | o | All States | o | Foreign/Non-US |
13. Offering and Sales Amounts |
Total Offering Amount | $ 18670413 USD | o Indefinite |
Total Amount Sold | $ 77783 USD | |
Total Remaining to be Sold | $ 18592630 USD | o Indefinite |
Clarification of Response (if Necessary) |
(c) includes units offered outside the U.S. as well as potential exercises of warrants issued in connection with the unit purchases; US$1.00=CAD$1.0285. |
14. Investors |
o |
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors,
Number of such non-accredited investors who already have invested in the offering |
|
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: | 2 |
15. Sales Commissions & Finders' Fees Expenses |
Provide separately the amounts of sales commissions and finders' fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
|
Sales Commissions | $ 466699 USD | o | Estimate |
Finders' Fees | $ 0 USD | o | Estimate |
Clarification of Response (if Necessary) |
The following may be issued as sales commissions: 1) up to a 6% cash commission of $466,699; and 2) up to 6% warrants, consisting of 480,000 warrants exercisable at Cdn$0.60 per common share and 480,000 warrants exercisable at Cdn$0.80 per common share |
16. Use of Proceeds |
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
|
$ 0 USD | o | Estimate |
Clarification of Response (if Necessary) |
Signature and Submission |
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice. |
Terms of Submission |
In submitting this notice, each Issuer named above is: | ||
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person. | |
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature. |
Issuer | Signature | Name of Signer | Title | Date |
American Vanadium Corp. | /s/ William Radvak | William Radvak | President & Chief Executive Officer | 2013-10-08 |
1 Year Monitor Ventures (CE) Chart |
1 Month Monitor Ventures (CE) Chart |
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