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Share Name | Share Symbol | Market | Type |
---|---|---|---|
American Power Group Corporation (PK) | USOTC:APGI | OTCMarkets | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
-0.0015 | -8.33% | 0.0165 | 0.0165 | 0.019 | 0.01885 | 0.0165 | 0.01885 | 13,000 | 17:52:30 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
BRAVERMAN NEIL K |
2. Issuer Name
and
Ticker or Trading Symbol
AMERICAN POWER GROUP Corp [ apgi ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
C/O PATHSTONE FAMLY OFFICE, 1 BRIDGE PLAZA SUITE 550 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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FORT LEE, NJ 07024 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 6/30/2016 | J (1) | 438715 (2) | A | $0.14 | 462532 | I | Member of Entity | ||
Common Stock | 6/30/2016 | J (1) | 24032 (3) | A | $0.14 | 486564 | I | Member of Entity | ||
Common Stock | 7/11/2016 | P | 716071 (2) | A | $0.14 | 1202635 | I | Member of Entity | ||
Common Stock | 8/24/2016 | P | 476190 (2) | A | $0.21 | 1678825 | I | Member of Entity | ||
Common Stock | 8/30/2016 | P | 217391 (2) | A | $0.23 | 1896216 | I | Member of Entity | ||
Common Stock | 12/31/2016 | J (1) | 441583 (2) | A | $0.13 | 2337799 | I | Member of Entity | ||
Common Stock | 12/31/2016 | J (1) | 6109 (3) | A | $0.13 | 2343908 | I | Member of Entity | ||
Common Stock | 2/3/2017 | J (1) | 1026132 (2) | A | $0.13 | 3370040 | I | Member of Entity | ||
Common Stock | 3/16/2017 | P | 500000 (3) | A | $0.1 | 3870040 | I | Member of Entity |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
10% Convertible Preferred Stock | (4) | 1/8/2016 | P | 5 (2) | (4) | (4) | Common Stock | 5000000 | $0.1 | 9712296 | I | Member of Entity | |||
Common Stock Purchase Warrant | $0.1 | 1/8/2016 | P | 10000000 (2) | (5) | (5) | Common Stock | 10000000 | $0.1 | 14631621 | I | Member of Entity | |||
Common Stock Purchase Warrant | $0.14 | 7/11/2016 | P | 716071 (2) | (5) | (5) | Common Stock | 716071 | $0.14 | 15347694 | I | Member of Entity | |||
Common Stock Purchase Warrant | $0.21 | 8/24/2016 | P | 476190 (2) | (5) | (5) | Common Stock | 476190 | $0.21 | 15823884 | I | Member of Entity | |||
Common Stock Purchase Warrant | $0.23 | 8/30/2016 | P | 217391 (2) | (5) | (5) | Common Stock | 217391 | $0.23 | 16041275 | I | Member of Entity | |||
Common Stock Purchase Warrants | $0.2 | 9/13/2016 | P | 6950000 | (5) | (5) | Common Stock | 6950000 | $0.2 | 22991275 | D |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
BRAVERMAN NEIL K
C/O PATHSTONE FAMLY OFFICE 1 BRIDGE PLAZA SUITE 550 FORT LEE, NJ 07024 |
X | X |
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Signatures
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/s/ Charles E Coppa, attorney in fact | 3/17/2017 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year American Power (PK) Chart |
1 Month American Power (PK) Chart |
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