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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Capital Southwest Corp | TG:SFW | Tradegate | Ordinary Share |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.10 | 0.46% | 21.70 | 21.58 | 21.80 | 21.98 | 21.50 | 21.78 | 4,135 | 21:00:02 |
RNS Number:7235U CSFB Equities Ltd 28 January 2004 Announcement Body Information: FORM 38.5 (SUMMARY) Lodge with Company Announcements Office and the Panel. Use a separate form for each class of securities in which dealings have been made. CONNECTED EXEMPT MARKET-MAKERS: DISCLOSURE UNDER RULE 38.5 OF CITY CODE ON TAKEOVERS AND MERGERS Name of EMM ............CSFB EQUITIES LTD............................ Date of disclosure .....28 January 2004.............................. Contact name ...........Kim Hanrahan................................... Telephone number .......0207 888 3652................................ Please see attached disclosure of dealings under Rule 38.5 in the securities of the following companies: ........Canary Wharf Group Plc - ORDS................................ ........Morrison Supermarkets Plc - ORDS............................. ........Morrison Supermarkets Plc - CFDS............................. ........Safeway Plc - ORDS .......................................... ........Safeway Plc - CFDS .......................................... AMENDMENT If the attached Rule 38.5 disclosure is to amend a previous disclosure, please state which element(s) of previous disclosure was incorrect: ..................................................................... In the case of option business or dealings in derivatives full details should be given on a separate sheet so that the nature of the dealings can be fully understood. For options this should include the number of securities under option, the exercise period (or in the case of exercise, the exercise date), the exercise price and any option money paid or received. For derivatives this should include, at least, the number of reference securities to which they relate (when relevant), the maturity date (or if applicable the closing out date) and the reference price. For full details of disclosure requirements see Rules 8 and 38 of the Code. If in doubt contact the Monitoring Section of the Panel, Tel. No: 0207 638 01213 FORM 38.5 CONNECTED EXEMPT MARKET-MAKERS: DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS Dealing in ..........Canary Wharf Plc................................ Class of security....ORDS............................................ Date of disclosure ..28 January 2004................................. Date of dealing .....27 January 2004................................. Name of EMM .........CSFB EQUITIES LTD............................... Name of offeree/offeror with whom connected: Canary Wharf Plc........ Total number of securities purchased ............50,676.............. Highest price paid ............#2.680.............. Lowest price paid* ............#2.669.............. Total number of securities sold .............122,750............... Highest price paid ............#2.683................ Lowest price paid* ............#2.670................. *Currency must be stated FORM 38.5 CONNECTED EXEMPT MARKET-MAKERS: DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS Dealing in ..........W M Morrison Plc................................ Class of security....ORDS............................................ Date of disclosure...28 January 2004................................ Date of dealing........27 January 2004............................. Name of EMM .........CSFB EQUITIES LTD............................... Name of offeree/offeror with whom connected: Kohlberg Kravis Roberts & Co LP Total number of securities purchased ............1,268,049......... Highest price paid* ............#2.265............ Lowest price paid* ............#2.235............ Total number of securities sold ............1,845,485.......... Highest price received* ............#2.263............. Lowest price received* ............#2.237............. *Currency must be stated Rule 38.5 (CFD) CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS: DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS Dealing in Contract for Differences ("CFD") referenced to ...............WM Morrison Plc............ Date of Disclosure.........28 January 2004.................................... ...................................... Date of Dealing............27 January 2004..................................... ..................................... Name of EMM/EPT.......CSFB Equities Ltd....................................... .............................. Name of offeree / offeror with whom connected............Kohllberg Kravis Roberts & Co LP....... Product Type.........CFD Short.................................... ............. ........................................ Maturity Date.........14/02/ 2005.......................................................................................................... .... Writing of CFD Number of securities to which the CFD is referenced ... .......................500,000 Ords.............................. CFD reference price....................................................... .....2.25................................... Closing out of CFD Number of securities to which the CFD is referenced ................ ......... ............................................ CFD closing out price........................................................... ................................................. Further disclosure should be made where necessary so that the nature of the dealings can be fully understood. FORM 38.5 CONNECTED EXEMPT MARKET-MAKERS: DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS Dealing in ..........Safeway Plc ............................... Class of security....ORDS........................................ Date of disclosure ..28 January 2004............................... Date of dealing .....27 January 2004............................... Name of EMM .........CSFB EQUITIES LTD........................... Name of offeree/offeror with whom connected: Kohlberg Kravis Roberts & Co LP Total number of securities purchased ............643,542........... Highest price paid ............#2.850............ Lowest price paid* ............#2.822............ Total number of securities sold ...........273,467............. Highest price received* ............#2.853............. Lowest price received* ............#2.820............. *Currency must be stated Rule 38.5 (CFD) CONNECTED EXEMPT MARKET-MAKERS/EXEMPT PRINCIPAL TRADERS: DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND MERGERS Dealing in Contract for Differences ("CFD") referenced to ...............Safeway Plc............ Date of Disclosure.........28 January 2004.................................... ...................................... Date of Dealing............27 January 2004..................................... ..................................... Name of EMM/EPT.......CSFB Equities Ltd....................................... .............................. Name of offeree / offeror with whom connected..........Kohllberg Kravis Roberts & Co LP...................... Product Type.........CFD Long.................................... ............. ........................................ Maturity Date.........23/02/ 2005.......................................................................................................... .... Writing of CFD Number of securities to which the CFD is referenced ... ..........................................500,000 Ords............. CFD reference price............................................................ .....................2.835.............. Closing out of CFD Number of securities to which the CFD is referenced .......... ............................ ................................ CFD closing out price.......................................................... ........................................... Further disclosure should be made where necessary so that the nature of the dealings can be fully understood. This information is provided by RNS The company news service from the London Stock Exchange END EMMUWAARSURAUAR
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