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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Zuora Inc | NYSE:ZUO | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.37 | 3.79% | 10.14 | 10.1393 | 9.90 | 9.90 | 1,326,970 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Cougar Investment Holdings LLC |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol ZUORA INC [ZUO] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
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X
___ 10% Owner
_____ Officer (give title below) _____ Other (specify below) |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
No securities beneficially held | 0 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series E Preferred Stock | (1) | (1) | Class B Common Stock (2) | 2472636 | (1) | I | By Vulcan Capital Growth Equity LLC (3) |
Series F Preferred Stock | (1) | (1) | Class B Common Stock (2) | 394809 | (1) | I | By Vulcan Capital Growth Equity LLC (3) |
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Cougar Investment Holdings LLC
C/O VULCAN VENTURES 505 FIFTH AVE. S, SUITE 900 SEATTLE, WA 98104 |
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X |
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ALLEN PAUL G
C/O VULCAN VENTURES 505 FIFTH AVENUE SOUTH, SUITE 900 SEATTLE, WA 98104 |
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X |
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Vulcan Capital Growth Equity Management LLC
C/O VULCAN VENTURES 505 FIFTH AVE. S, SUITE 900 SEATTLE, WA 98104 |
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X |
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Vulcan Capital Growth Equity LLC
C/O VULCAN VENTURES 505 FIFTH AVE. S, SUITE 900 SEATTLE, WA 98104 |
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X |
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Signatures
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/s/ David R. Stewart, as attorney-in-fact for Paul G. Allen | 7/15/2018 | |
** Signature of Reporting Person | Date | |
/s/ David R. Stewart, Vice President for Cougar Investment Holdings LLC | 7/15/2018 | |
** Signature of Reporting Person | Date | |
/s/ David R. Stewart, for Vulcan Capital Growth Equity Management LLC, as Vice President of Cougar Investment Holdings LLC, its Managing Member | 7/15/2018 | |
** Signature of Reporting Person | Date | |
/s/ David R. Stewart, Vice President of Cougar Investment Holdings LLC, the Managing Member of Vulcan Capital Growth Equity Management LLC, the Manager of Vulcan Capital Growth Equity LLC | 7/15/2018 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Zuora Chart |
1 Month Zuora Chart |
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