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YUMC Yum China Holdings Inc

31.70
-0.42 (-1.31%)
16 Jul 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Yum China Holdings Inc NYSE:YUMC NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.42 -1.31% 31.70 32.36 31.36 31.70 2,211,589 01:00:00

Initial Statement of Beneficial Ownership (3)

03/03/2020 11:16am

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Zhang Leila
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/27/2020 

3. Issuer Name and Ticker or Trading Symbol

Yum China Holdings, Inc. [YUMC]
(Last)        (First)        (Middle)

YUM CHINA BUILDING, 20 TIAN YAO QIAO ROAD
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
Chief Technology Officer /
(Street)

SHANGHAI, F4 200030      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 2634 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit  (1) (2)Common Stock 3806  (3)D  
Restricted Stock Unit  (1) (2)Common Stock 3640  (3)D  
Stock Appreciation Right  (4)2/6/2023 Common Stock 1823 $19.00 D  
Stock Appreciation Right  (4)2/5/2024 Common Stock 7534 $21.30 D  
Stock Appreciation Right  (4)2/6/2025 Common Stock 15222 $22.32 D  
Stock Appreciation Right  (4)2/5/2026 Common Stock 13876 $21.06 D  
Stock Appreciation Right  (5)2/10/2027 Common Stock 20492 $26.56 D  
Stock Appreciation Right  (6)2/9/2028 Common Stock 11094 $40.29 D  
Stock Appreciation Right  (7)2/7/2029 Common Stock 11166 $41.66 D  
Stock Appreciation Right  (8)2/7/2030 Common Stock 15714 $42.71 D  

Explanation of Responses:
(1) Vesting occurs 100% on the third anniversary of the grant date.
(2) This grant does not have an expiration date.
(3) Conversion occurs on a one-for-one basis.
(4) Vested in full.
(5) Vesting occurs 25% per year beginning one year from 02/10/2017.
(6) Vesting occurs 25% per year beginning one year from from 02/09/2018.
(7) Vesting occurs 25% per year beginning one year from 02/07/2019.
(8) Vesting occurs 25% per year beginning one year from 02/07/2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Zhang Leila
YUM CHINA BUILDING
20 TIAN YAO QIAO ROAD
SHANGHAI, F4 200030


Chief Technology Officer

Signatures
/s/ Pingping Liu, Power of Attorney3/3/2020
**Signature of Reporting PersonDate

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