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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Yum China Holdings Inc | NYSE:YUMC | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.42 | -1.31% | 31.70 | 32.36 | 31.36 | 31.70 | 2,211,589 | 01:00:00 |
1. Name and Address of Reporting Person * Yang William Wang | 2. Issuer Name and Ticker or Trading Symbol Yum China Holdings, Inc. [ YUMC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 | 19175 (1) | D | ||||||||
Common Stock, par value $0.01 | 16364778 | I | See Footnote (2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant 1 | $30.716 (3) | 1/9/2017 | 11/1/2021 | Common Stock, par value $0.01 per share | 7471829.51 (3) | 7471829.51 (3) | I | See Footnote (2) | |||||||
Warrant 2 | $38.396 (3) | 1/9/2017 | 11/1/2021 | Common Stock, par value $0.01 per share | 7471829.51 (3) | 7471829.51 (3) | I | See Footnote (2) | |||||||
Pre-paid Forward Transaction | (4) | (4) | (4) | Common Stock, par value $0.01 per share | 3400000 (4) | 3400000 | I | See Footnote (2) | |||||||
Pre-paid Forward Transaction | (5) | (5) | (5) | Common Stock, par value $0.01 per share | 3000000 (5) | 3000000 | I | See Footnote (2) | |||||||
Pre-paid Forward Transaction | (6) | 11/12/2019 | J | 1071829.51 | (6) | (6) | Common Stock, par value $0.01 per share | 1071829.51 | (6) | 1071829.51 | I | See Footnote (2) |
Remarks: The Reporting Person disclaims beneficial ownership of the securities and derivative instruments held directly by Pollos Investment and Pollos Upside, except to the extent of his pecuniary interest, if any, in such securities or instruments as a result of his interest in the Parent Company, and the inclusion of these in this form shall not otherwise be deemed an admission of beneficial ownership for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose. |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Yang William Wang 48/F CHINA WORLD TOWER 3 NO 1 JIAN GUO MEN WAI AVENUE BEIJING, F4 100040 | X |
Signatures | ||
/s/ Patrick W.D. Turley, Attorney-in-Fact | 1/21/2020 | |
**Signature of Reporting Person | Date |
1 Year Yum China Chart |
1 Month Yum China Chart |
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