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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Yum Brands Inc | NYSE:YUM | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 135.33 | 37 | 13:29:58 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Kesselman Marc L. |
2. Issuer Name
and
Ticker or Trading Symbol
YUM BRANDS INC [ YUM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chief Legal Officer and GC |
1441 GARDINER LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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LOUISVILLE, KY 40213 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 2/5/2018 | M | 4778 | A | $79.80 | 8308.94 | D | |||
Common Stock | 2/5/2018 | F | 1181 | D | $79.80 | 7127.94 | D | |||
Common Stock | 2/5/2018 | M | 173.2 | A | $79.80 | 7301.14 | D | |||
Common Stock | 2/5/2018 | F | 43 | D | $79.80 | 7258.14 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 5/5/2017 | J | 42.37 | (2) | (3) | Common Stock | 42.37 | $69.30 | 9828.95 | D | ||||
Restricted Stock Units | (1) | 8/4/2017 | J | V | 39.3 | (2) | (3) | Common Stock | 39.3 | $75.03 | 9868.25 | D | |||
Restricted Stock Units | (1) | 12/8/2017 | J | V | 35.53 | (2) | (3) | Common Stock | 35.53 | $83.32 | 9903.78 | D | |||
Restricted Stock Units | (1) | 2/5/2018 | M | 4778 | (2) | (3) | Common Stock | 4778 | $0 | 5125.78 | D | ||||
Restricted Stock Units | (1) | 2/5/2018 | M | 173.2 | (2) | (3) | Common Stock | 173.2 | $0 | 4952.58 | D |
Explanation of Responses: | |
(1) | Conversion occurs on a one-for-one basis. |
(2) | Vesting occurs 33% per year beginning one year from grant date. |
(3) | This grant does not have an expiration date. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Kesselman Marc L.
1441 GARDINER LANE LOUISVILLE, KY 40213 |
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Chief Legal Officer and GC |
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Signatures
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/s/ M. Gayle Hobson, POA | 2/6/2018 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Yum Brands Chart |
1 Month Yum Brands Chart |
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