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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Workiva Inc | NYSE:WK | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 80.04 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * VANDERPLOEG MARTIN J. | 2. Issuer Name and Ticker or Trading Symbol WORKIVA INC [ WK ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) President & CEO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 8/18/2021 | S(1) | 3775 | D | $134.47 (2) | 234776 | I | By living trust | ||
Class A Common Stock | 8/18/2021 | S(1) | 12000 | D | $135.34 (3) | 222776 | I | By living trust | ||
Class A Common Stock | 8/18/2021 | S(1) | 1725 | D | $136.04 (4) | 221051 | I | By living trust | ||
Class A Common Stock | 8/19/2021 | S(1) | 4467 | D | $132.59 (5) | 216584 | I | By living trust | ||
Class A Common Stock | 8/19/2021 | S(1) | 6939 | D | $133.55 (6) | 209645 | I | By living trust | ||
Class A Common Stock | 8/19/2021 | S(1) | 3586 | D | $134.86 (7) | 206059 | I | By living trust | ||
Class A Common Stock | 8/19/2021 | S(1) | 2508 | D | $135.41 (8) | 203551 | I | By living trust | ||
Class A Common Stock | 357701 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock (9) | (9) | (9) | (9) | Class A Common Stock | 1177011.0 | 1177011 | I | By living trust | |||||||
Class B Common Stock (9) | (9) | (9) | (9) | Class A Common Stock | 889020.0 | 889020 | I | By charitable remainder trust | |||||||
Employee Stock Option to Purchase Class A Common Stock (10) | $12.4 | 2/1/2018 (11) | 1/31/2027 | Class A Common Stock | 200204.0 | 200204 | D | ||||||||
Employee Stock Option to Purchase Class A Common Stock (10) | $14.74 | 2/1/2017 (11) | 1/31/2026 | Class A Common Stock | 168421.0 | 168421 | D | ||||||||
Employee Stock Option to Purchase Class A Common Stock (12) | $15.83 | 8/12/2015 (13) | 8/11/2024 | Class A Common Stock | 133650.0 | 133650 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
VANDERPLOEG MARTIN J. 2900 UNIVERSITY BOULEVARD AMES, IA 50010 | X | President & CEO |
Signatures | ||
/s/ Brandon E. Ziegler as attorney-in-fact for Martin J. Vanderploeg | 8/20/2021 | |
**Signature of Reporting Person | Date |
1 Year Workiva Chart |
1 Month Workiva Chart |
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