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WK Workiva Inc

72.45
0.00 (0.00%)
Pre Market
Last Updated: 12:01:03
Delayed by 15 minutes
Share Name Share Symbol Market Type
Workiva Inc NYSE:WK NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 72.45 0 12:01:03

Statement of Changes in Beneficial Ownership (4)

03/02/2021 10:37pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Miller J Stuart
2. Issuer Name and Ticker or Trading Symbol

WORKIVA INC [ WK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Executive VP & CFO
(Last)          (First)          (Middle)

2900 UNIVERSITY BOULEVARD
3. Date of Earliest Transaction (MM/DD/YYYY)

2/1/2021
(Street)

AMES, IA 50010
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 2/1/2021  A(1)  25679 (2)A$101.25 356107 D  
Class A Common Stock 2/1/2021  F(3)  12617 D$101.25 343490 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option to Purchase Class A Common Stock (4)$14.74           2/1/2017 (2)1/31/2026 Class A Common Stock 31469.0  31469 D  
Employee Stock Option to Purchase Class A Common Stock (4)$12.4           2/1/2018 (2)1/31/2027 Class A Common Stock 37407.0  37407 D  

Explanation of Responses:
(1) Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
(2) Vests in three equal annual installments commencing on the first anniversary of the grant date.
(3) Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of restricted stock units previously granted.
(4) Grant of stock option pursuant to the 2014 Equity Incentive Plan.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Miller J Stuart
2900 UNIVERSITY BOULEVARD
AMES, IA 50010


Executive VP & CFO

Signatures
/s/ Brandon E. Ziegler as attorney-in-fact for J. Stuart Miller2/3/2021
**Signature of Reporting PersonDate

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