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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Workiva Inc | NYSE:WK | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 72.45 | 0 | 12:01:03 |
Workiva Inc. | ||
(Name of Issuer)
|
Class A Common Stock | ||
(Title of Class of Securities)
|
98139A105 | ||
(CUSIP Number)
|
December 31, 2020 | ||
(Date of Event Which Requires Filing of this Statement)
|
o | Rule 13d-1(b) | ||||
o | Rule 13d-1(c) | ||||
ý | Rule 13d-1(d) |
CUSIP No. 98139A105 | |||||||||||||||||
1. |
Name of Reporting Person:
Martin J. Vanderploeg |
||||||||||||||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) | ||||||||||||||||
(a) | o | ||||||||||||||||
(b) | o | ||||||||||||||||
3. | SEC Use Only | ||||||||||||||||
4. |
Citizenship or Place of Organization:
United States of America |
||||||||||||||||
Number of
Shares Beneficially Owned by Each Reporting Person With: |
5. |
Sole Voting Power:
3,411,159 (1)(2) |
|||||||||||||||
6. |
Shared Voting Power:
-0- |
||||||||||||||||
7. |
Sole Dispositive Power:
3,065,919 (1)(2) |
||||||||||||||||
8. |
Shared Dispositive Power:
-0- |
||||||||||||||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person:
3,411,159 (1)(2) |
||||||||||||||||
10. |
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) o
|
||||||||||||||||
11. |
Percent of Class Represented by Amount in Row (9):
7.7% (1)(3) |
||||||||||||||||
12. |
Type of Reporting Person (See Instructions):
IN |
Item 1. | |||||||||||
(a) |
Name of Issuer:
Workiva Inc. |
||||||||||
(b) |
Address of Issuer’s Principal Executive Offices:
2900 University Blvd Ames, IA 50010 |
||||||||||
Item 2. | |||||||||||
(a) |
Name of Person Filing:
Martin J. Vanderploeg |
||||||||||
(b) |
Address of Principal Business Office or, if none, Residence:
c/o Workiva Inc. 2900 University Blvd Ames, IA 50010 |
||||||||||
(c) |
Citizenship:
United States of America |
||||||||||
(d) |
Title of Class of Securities:
Class A Common Stock |
||||||||||
(e) |
CUSIP Number:
98139A105 |
||||||||||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||||||||||
(a) | o | Broker or dealer registered under section 15 of the Act (15 U.S.C 78c). | |||||||||
(b) | o | Bank as defined in section 3(a) (6) of the Act (15 U.S.C 78c). | |||||||||
(c) | o | Insurance company as defined in section 3(a) (19) of the Act (15 U.S.C 78c). | |||||||||
(d) | o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | |||||||||
(e) | o | Investment adviser in accordance with SS 240. 13d-1(b) (1) (ii) (E); | |||||||||
(f) | o | Employee benefit plan or endowment fund in accordance with SS 240. 13d-1(b) (ii) (F); | |||||||||
(g) | o | Parent holding company or control person in accordance with SS.SS.240. 13d-1(b) (ii) (G); | |||||||||
(h) | o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |||||||||
(i) | o | A church plan that is excluded from the definition of an investment company under section 3(c) (14) of the Investment Company Act of 1940 (15 U.S.C 80a-3); | |||||||||
(j) | o | Group, in accordance with SS 240. 13d-1(b) (1) (ii) (J); |
Item 4. | Ownership | ||||||||||
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | |||||||||||
(a) |
Amount beneficially owned:
3,411,159 (1)(2) |
||||||||||
(b) |
Percent of class:
7.7% (1)(3) |
||||||||||
(c) |
Number of shares as to which the person has:
|
||||||||||
(i) |
Sole power to vote or to direct the vote
3,411,159 (1)(2) |
||||||||||
(ii) |
Shared power to vote or to direct the vote
-0- |
||||||||||
(iii) |
Sole power to dispose or to direct the disposition of
3,065,919 (1)(2) |
||||||||||
(iv) |
Shared power to dispose or to direct the disposition of
-0- |
Item 5. | Ownership of Five Percent or Less of a Class | ||||
Not Applicable | |||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person | ||||
Not Applicable | |||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person | ||||
Not Applicable | |||||
Item 8. | Identification and Classification of Members of the Group | ||||
Not Applicable | |||||
Item 9. | Notice of Dissolution of Group | ||||
Not Applicable | |||||
Item 10. | Certifications | ||||
Not Applicable |
Date: February 16, 2021 | /s/ Martin J. Vanderploeg | ||||
Martin J. Vanderploeg |
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