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WAB Wabtec Corp

160.54
-0.54 (-0.34%)
After Hours
Last Updated: 21:21:02
Delayed by 15 minutes
Share Name Share Symbol Market Type
Wabtec Corp NYSE:WAB NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.54 -0.34% 160.54 162.32 159.645 160.79 1,017,427 21:21:02

Statement of Changes in Beneficial Ownership (4)

03/03/2020 10:11pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Leroux Lilian
2. Issuer Name and Ticker or Trading Symbol

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP [ WAB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President, Transit Group
(Last)          (First)          (Middle)

30 ISABELLA ST.
3. Date of Earliest Transaction (MM/DD/YYYY)

3/1/2020
(Street)

PITTSBURGH, PA 15212
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 3/1/2020  M  5676 A (1)5676 D  
Common Stock 3/1/2020  D  5676 D$67.475 0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock  (1)3/1/2020  M     550  3/1/2021 (2)3/1/2021 Common Stock 550 $0.00 550 D  
Phantom Stock  (1)3/1/2020  M     750  3/1/2022 (3)3/1/2022 Common Stock 750 $0.00 1500 D  
Phantom Stock  (1)3/1/2020  M     667  3/1/2022 (4)3/1/2022 Common Stock 667 $0.00 1333 D  
Phantom Stock  (1)3/1/2020  M     3709  3/1/2022 (5)3/1/2022 Common Stock 3709 $0.00 5541 D  

Explanation of Responses:
(1) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Corporation's common stock. The transactions reported in this Form 4 relate to the settlement of 5,676 shares of phantom stock in cash upon vesting on March 1, 2020.
(2) 550 remaining shares of phantom stock vest on March 1, 2021.
(3) 750 remaining shares of phantom stock vest on March 1, 2021, and 750 remaining shares of phantom stock vest on March 1, 2022.
(4) 667 remaining shares of phantom stock vest on March 1, 2021, and 666 remaining shares of phantom stock vest on March 1, 2022.
(5) 3,708 remaining shares of phantom stock vest on March 1, 2021, and 1,833 remaining shares of phantom stock vest on March 1, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Leroux Lilian
30 ISABELLA ST.
PITTSBURGH, PA 15212


President, Transit Group

Signatures
David L. DeNinno, POA for Lilian Leroux3/3/2020
**Signature of Reporting PersonDate

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