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WAB Wabtec Corp

164.59
1.57 (0.96%)
08 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Wabtec Corp NYSE:WAB NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.57 0.96% 164.59 165.69 163.00 163.77 1,149,765 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/03/2020 7:20pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Jain Nalin
2. Issuer Name and Ticker or Trading Symbol

WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP [ WAB ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President, Equipment Group
(Last)          (First)          (Middle)

30 ISABELLA ST.
3. Date of Earliest Transaction (MM/DD/YYYY)

3/1/2020
(Street)

PITTSBURGH, PA 15212
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock - Direct 3/1/2020  F  96 D$67.475 3348 D  
Common Stock - Direct 3/1/2020  M  1667 A (1)5015 D  
Common Stock - Direct 3/1/2020  D  1667 D$67.475 3348 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock  (1)3/1/2020  M     1667  3/1/2022 (2)3/1/2022 Common Stock 1667 $0.00 2333 D  

Explanation of Responses:
(1) Each share of phantom stock is the economic equivalent of one share of Westinghouse Air Brake Technologies Common Stock. The transactions reported in this Form 4 relate to the settlement of 1,667 shares of phantom stock in cash upon vesting on March 1, 2020
(2) 1,667 remaining shares of phantom stock vest on March 1, 2021, and 666 remaining shares of phantom stock vest on March 1, 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Jain Nalin
30 ISABELLA ST.
PITTSBURGH, PA 15212


President, Equipment Group

Signatures
David L. Deninno, POA for Nalin Jain3/3/2020
**Signature of Reporting PersonDate

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