We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Vapotherm Inc | NYSE:VAPO | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 0.90 | 0 | 01:00:00 |
1. Name and Address of Reporting Person * Walrod Nicholas T. | 2. Issuer Name and Ticker or Trading Symbol VAPOTHERM INC [ VAPO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/16/2018 | C | 2042595 | A | (1) | 2042595 | I | By Vapotherm Investors, LLC (3) | ||
Common Stock | 11/16/2018 | C | 208752 | A | (2) | 2251347 | I | By Vapotherm Investors, LLC (3) | ||
Common Stock | 11/16/2018 | C | 1049958 | A | (1) | 1049958 | I | By 3x5 Special Opportunity Fund, L.P. (3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Convertible Preferred Stock | (1) | 11/16/2018 | C | 227600 | (1) | (1) | Common Stock | 227600 | $0.00 | 0 | I | By Vapotherm Investors, LLC (3) | |||
Series B Convertible Preferred Stock | (1) | 11/16/2018 | C | 75700 | (1) | (1) | Common Stock | 75700 | $0.00 | 0 | I | By Vapotherm Investors, LLC (3) | |||
Series C Convertible Preferred Stock | (1) | 11/16/2018 | C | 849239 | (1) | (1) | Common Stock | 849239 | $0.00 | 0 | I | By Vapotherm Investors, LLC (3) | |||
Series D Convertible Preferred Stock | (1) | 11/16/2018 | C | 890056 | (1) | (1) | Common Stock | 890056 | $0.00 | 0 | I | By Vapotherm Investors, LLC (3) | |||
Series D-1 Convertible Preferred Stock | (2) | 11/16/2018 | C | 208752 | (2) | (2) | Common Stock | 208752 | $0.00 | 0 | I | By Vapotherm Investors, LLC (3) | |||
Warrant to purchase Series A Convertible Preferred Stock (4) | $14.48 | 11/16/2018 | J (4) | 42857 | 11/16/2018 | 9/7/2022 | Common Stock (4) | 42857 | $0.00 | 42857 | I | By Vapotherm Investors, LLC (3) | |||
Series A Convertible Preferred Stock | (1) | 11/16/2018 | C | 500000 | (1) | (1) | Common Stock | 500000 | $0.00 | 0 | I | By 3x5 Special Opportunity Fund, L.P. (3) | |||
Series B Convertible Preferred Stock | (1) | 11/16/2018 | C | 285714 | (1) | (1) | Common Stock | 285714 | $0.00 | 0 | I | By 3x5 Special Opportunity Fund, L.P. (3) | |||
Series C Convertible Preferred Stock | (1) | 11/16/2018 | C | 264244 | (1) | (1) | Common Stock | 264244 | $0.00 | 0 | I | By 3x5 Special Opportunity Fund, L.P. (3) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Walrod Nicholas T. C/O VAPOTHERM INVESTORS, LLC 2540 NE MARTIN LUTHER KING JR. BLVD. PORTLAND, OR 97212 | X |
Signatures | ||
/s/ Anthony Ten Haagen, as Attorney-In-Fact | 3/26/2020 | |
**Signature of Reporting Person | Date |
1 Year Vapotherm Chart |
1 Month Vapotherm Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions