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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Universal Technical Institute Inc | NYSE:UTI | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.11 | 0.72% | 15.40 | 15.53 | 15.40 | 15.50 | 6,764 | 14:38:13 |
Registration No. 333-
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Delaware
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86-0226984
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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16220 North Scottsdale Road, Suite 100
Scottsdale, Arizona 85024
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(Address of Principal Executive Offices) (Zip Code)
_________________________________
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Universal Technical Institute, Inc.
2003 Incentive Compensation Plan
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(Full title of the plan)
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____________________
Chad A. Freed, Esq.
General Counsel, Executive Vice President of Corporate Development
Universal Technical Institute, Inc.
16220 North Scottsdale Road, Suite 100
Scottsdale, Arizona 85254
(623) 445-9500
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(Name, address and telephone number, including area code, of agent for service)
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____________________
Copy to:
Katherine A. Beck, Esq.
Greenberg Traurig, LLP
2375 East Camelback Road, Suite 700
Phoenix, Arizona 85016
(602) 445-8000
____________________
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(1)
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This Registration Statement also covers an indeterminate number of additional shares as may become issuable as a result of stock splits, stock dividends or similar transactions.
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(2)
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In addition, pursuant to Rule 416(c) under the Securities Act of 1933, as amended (the “1933 Act”), this Registration Statement on Form S-8 (the “Registration Statement”) also covers an indeterminate amount of interests to be offered or sold pursuant to the 2003 Incentive Compensation Plan (the “Plan”).
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(3)
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Estimated solely for the purpose of determining the registration fee pursuant to Rule 457(c) and Rule 457(h) under the 1933 Act, based upon the average of the high and low prices of the common stock as quoted on the New York Stock Exchange on April 25, 2017.
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(4)
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Calculated pursuant to Section 6(b) of the 1933 Act.
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(1)
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The Company’s Annual Report on Form 10-K for the fiscal year ended September 30, 2016, filed with the Commission on November 30, 2016.
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(2)
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The Company’s Quarterly Report on Form 10-Q for the quarterly period ended December 31, 2016, filed with the Commission on February 2, 2017.
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(3)
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The Company’s Current Reports on Form 8-K dated November 17, 2016, February 7, 2017, February 21, 2017, February 23, 2017 and March 1, 2017, filed with the Commission on November 23, 2016, February 13, 2017, February 21, 2017, February 23, 2017 and March 3, 2017, respectively.
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(4)
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The description of the Company’s common stock contained in the Company’s Registration Statement on Form 8-A, filed with the Commission on December 8, 2003.
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Exhibit Number
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Description
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5.1
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Opinion of Greenberg Traurig, LLP (filed herewith).
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10.1
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Universal Technical Institute, Inc. 2003 Incentive Compensation Plan, as amended (incorporated by reference to Exhibit 10.1 on Form 8-K dated March 3, 2017).
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23.1
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Consent of Deloitte & Touche LLP (filed herewith).
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23.2
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Consent of Greenberg Traurig, LLP (included in Exhibit 5.1).
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24.1
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Power of Attorney (included on signature page of this Registration Statement).
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Universal Technical Institute, Inc.
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||
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By:
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/s/ Chad A. Freed
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Name: Chad A. Freed
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Title: General Counsel, Executive Vice President of Corporate Development
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Signature
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Title
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Date
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/s/ Kimberly J. McWaters
Kimberly J. McWaters
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Chairman of the Board, Chief Executive Officer (Principal Executive Officer) and President
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April 26, 2017
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/s/ Bryce H. Peterson
Bryce H. Peterson
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Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer)
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April 26, 2017
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/s/ Conrad A. Conrad
Conrad A. Conrad
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Lead Director
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April 26, 2017
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/s/ David A. Blaszkiewicz
David A. Blaszkiewicz
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Director
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April 26, 2017
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/s/ Robert T. DeVincenzi
Robert T. DeVincenzi
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Director
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April 26, 2017
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/s/ William J. Lennox, Jr.
William J. Lennox, Jr.
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Director
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April 26, 2017
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/s/ Dr. Roderick Paige
Dr. Roderick Paige
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Director
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April 26, 2017
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/s/ Roger S. Penske
Roger S. Penske
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Director
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April 26, 2017
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/s/ Christopher S. Shackelton
Christopher S. Shackelton
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Director
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April 26, 2017
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/s/ Linda J. Srere
Linda J. Srere
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Director
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April 26, 2017
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/s/ Kenneth R. Trammell
Kenneth R. Trammell
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Director
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April 26, 2017
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/s/ John C. White
John C. White
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Director
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April 26, 2017
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Exhibit Number
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Description
|
5.1
|
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Opinion of Greenberg Traurig, LLP (filed herewith).
|
10.1
|
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Universal Technical Institute, Inc. 2003 Incentive Compensation Plan, as amended (incorporated by reference to Exhibit 10.1 on Form 8-K dated March 3, 2017, File No. 1-31923).
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23.1
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Consent of Deloitte & Touche LLP (filed herewith).
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23.2
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Consent of Greenberg Traurig, LLP (included in Exhibit 5.1).
|
24.1
|
|
Power of Attorney (included on signature page of this Registration Statement).
|
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