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UBS UBS Group AG

26.19
-0.66 (-2.46%)
After Hours
Last Updated: 23:29:21
Delayed by 15 minutes
Share Name Share Symbol Market Type
UBS Group AG NYSE:UBS NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.66 -2.46% 26.19 26.57 26.005 26.29 1,788,905 23:29:21

Form 13f Holdings Report (13f-hr)

14/11/2016 10:07pm

Edgar (US Regulatory)


The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB APPROVAL
  Washington, D.C. 20549
FORM 13F
OMB Number:   3235-0006
Expires:          July 31, 2015
Estimated average burden
hours per response:       23.8


FORM 13F COVER PAGE


Report for the Calendar Year or Quarter Ended:
09-30-2016
 
Check here if Amendment:      Amendment Number:
 
This Amendment (Check only one.):      is a restatement.
       adds new holdings entries.

Institutional Investment Manager Filing this Report:

Name: UBS Group AG 
Address: BAHNHOFSTRASSE 45 
  ZURICH  V8  CH-8001 

Form 13F File Number:   028-16612 


The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:

Name: Patricia Arce 
Title: Associate Director, Compliance and Operational Risk Control 
Phone: (201) 352-7137 

Signature, Place, and Date of Signing:

/s/ Patricia Arce  Weehawken,  NEW JERSEY 11-14-2016 
[Signature] [City, State] [Date]

Do you wish to provide information pursuant to Special Instruction 5?          Yes      X  No

Report Type (Check only one.):

      13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)

      13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)

X  13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)


List of Other Managers Reporting for this Manager
[If there are no entries in this list, omit this section.]

Form 13F File Number Name
028-02682  UBS ASSET MANAGEMENT (AMERICAS) INC 
028-06327  UBS OCONNOR LLC 

Form 13F Summary Page

Report Summary:

Number of Other Included Managers:
Form 13F Information table Entry Total: 12798 
Form 13F Information table Value Total: 167,743,054 
  (thousands)

List of Other Included Managers:

Provide a numbered list of the name(s) and Form 13F number(s) of all institutional investement managers with respect to which this report is filed, other than the manager filing this report.

   No. Form 13F File Number Name CIK
028-11496  UBS Financial Services Inc.   
17  028-11603  UBS Swiss Financial Advisors AG   
20  028-07344  UBS AG New York Branch   

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