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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Tri Continental Corp | NYSE:TY | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.01 | 0.03% | 30.73 | 30.82 | 30.5901 | 30.75 | 27,247 | 23:03:22 |
1. Name and Address of Reporting Person * KING DAVID L | 2. Issuer Name and Ticker or Trading Symbol TRI-CONTINENTAL CORP [ TY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner _____ Officer (give title below) __X__ Other (specify below) Portfolio Manager of Issuer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 63 | A | $26.24 | 145700 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 562 | A | $26.19 | 146262 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 141 | A | $26.09 | 146403 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 100 | A | $26.13 | 146503 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 188 | A | $26.11 | 146691 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 100 | A | $26.175 | 146791 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 292 | A | $26.18 | 147083 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 186 | A | $26.12 | 147269 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 188 | A | $26.115 | 147457 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 100 | A | $26.39 | 147557 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 88 | A | $26.4 | 147645 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 100 | A | $26.355 | 147745 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 260 | A | $26.37 | 148005 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 148 | A | $26.38 | 148153 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 150 | A | $26.36 | 148303 | D | |||
Tri-Continental Corporation Common Stock | 3/1/2020 | P | 88 | A | $26.62 | 148391 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 54 | A | $26.6 | 148445 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 51 | A | $26.5 | 148496 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 822 | A | $26.29 | 149318 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 247 | A | $26.28 | 149565 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 10 | A | $26.395 | 149575 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 32 | A | $26.46 | 149607 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 247 | A | $26.45 | 149854 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 37 | A | $26.44 | 149891 | D | |||
Tri-Continental Corporation Common Stock | 3/2/2020 | P | 109 | A | $26.43 | 150000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
KING DAVID L 225 FRANKLIN STREET BOSTON, MA 02110 | Portfolio Manager of Issuer |
Signatures | ||
Joseph D'Alessandro, Power of Attorney | 3/3/2020 | |
**Signature of Reporting Person | Date |
1 Year Tri Continental Chart |
1 Month Tri Continental Chart |
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