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TROX Tronox Holdings plc

17.48
0.11 (0.63%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Tronox Holdings plc NYSE:TROX NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.11 0.63% 17.48 17.62 17.31 17.49 648,936 01:00:00

Statement of Changes in Beneficial Ownership (4)

28/02/2017 11:18pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

van Niekerk Willem Hendrik
2. Issuer Name and Ticker or Trading Symbol

Tronox Ltd [ TROX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
SVP, SP & BD
(Last)          (First)          (Middle)

ONE STAMFORD PLAZA, 263 TRESSER BLVD., SUITE 1100
3. Date of Earliest Transaction (MM/DD/YYYY)

2/24/2017
(Street)

STAMFORD, CT 06901
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock Class A   2/24/2017     F    15946   (1) D $17.4   187757   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Common Stock Options (right to buy)   $20.64                      (2) 10/26/2022   Class A Common Stock   18695   (2)   18695   D    
Common Stock Options (right to buy)   $19.09                      (2) 2/25/2023   Class A Common Stock   95710   (2)   95710   D    
Common Stock Options (right to buy)   $21.98                      (3) 2/10/2024   Class A Common Stock   26763   (3)   26763   D    

Explanation of Responses:
( 1)  The Company withheld 15,946 shares to satisfy withholding tax obligations and Dr. Van Niekerk received the balance of 16,858 shares of previously granted restricted shares.
( 2)  As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant.
( 3)  As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
van Niekerk Willem Hendrik
ONE STAMFORD PLAZA
263 TRESSER BLVD., SUITE 1100
STAMFORD, CT 06901


SVP, SP & BD

Signatures
/s/ Richard L. Muglia, as attorney-in-fact 2/28/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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