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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Trinity Industries Inc | NYSE:TRN | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.39 | 1.30% | 30.44 | 30.65 | 29.78 | 30.40 | 628,976 | 01:00:00 |
(Check one):
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|
Large accelerated filer
þ
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Accelerated filer
¨
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Non-accelerated filer
¨
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Smaller reporting company
¨
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Title of Securities
to be Registered
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Amount to be Registered(1)(2)
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Proposed Maximum
Offering Price Per
Share(1)
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Proposed Maximum
Aggregate Offering
Price(1)
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Amount of
Registration
Fee(1)
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Common Stock, $0.01 par value(1)(2)
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2,500,000
shares(2)
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$28.23
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$70,575,000
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$8,179.65
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(1)
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The offering price per share, aggregate offering price, and registration fee with respect to the shares of Common Stock, par value $0.01 per share, of Trinity Industries, Inc. issuable pursuant to the employee benefit plan described herein have been calculated in accordance with Rule 457(c) and (h) under the Securities Act of 1933, as amended, based on the average of the high and low prices of the Trinity Industries, Inc. Common Stock on December 6, 2016 as reported in the consolidated reporting system of the New York Stock Exchange.
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(2)
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Pursuant to Rule 416 under the Securities Act of 1933, as amended, this Registration Statement also covers additional shares of common stock of the registrant as may be offered or issued as a result of stock splits, stock dividends, or similar transactions.
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ITEM 8.
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EXHIBITS.
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EXHIBIT
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DESCRIPTION
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4.1
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Specimen Common Stock Certificate of Trinity Industries, Inc. (incorporated by reference to Exhibit 4.1 to the Form S-8 Registration Statement (Registration Statement No. 333-159552) filed May 28, 2009).
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5.1
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*
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Opinion of Locke Lord LLP.
|
23.1
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*
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Consent of Locke Lord LLP (included in Exhibit 5.1).
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23.2
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*
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Consent of Ernst & Young LLP.
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24.1
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*
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Power of Attorney (included on the signature pages of this Registration Statement).
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99.1
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Third Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan (incorporated by reference to Exhibit 99.1 of the Registration Statement on Form S-8 filed on May 5, 2015 (Registration No. 333-203876).
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ITEM 9.
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UNDERTAKINGS.
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Name
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Title
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Date
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/s/ Timothy R. Wallace
Timothy R. Wallace
|
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Chairman, Chief Executive Officer, President and Director (Principal Executive Officer)
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December 13, 2016
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/s/ James E. Perry
James E. Perry
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Senior Vice President and Chief Financial Officer (Principal Financial Officer)
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December 13, 2016
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/s/ Mary E. Henderson
Mary E. Henderson
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Vice President and Chief Accounting Officer
(Principal Accounting Officer)
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December 13, 2016
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/s/ John L. Adams
John L. Adams
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Director
|
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December 13, 2016
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/s/ Rhys J. Best
Rhys J. Best
|
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Director
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December 13, 2016
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/s/ David W. Biegler
David W. Biegler
|
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Director
|
|
December 13, 2016
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/s/ Antonio Carrillo
Antonio Carrillo
|
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Director
|
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December 13, 2016
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/s/ Leldon E. Echols
Leldon E. Echols
|
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Director
|
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December 13, 2016
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/s/ Ronald J. Gafford
Ronald J. Gafford
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Director
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December 13, 2016
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/s/ Adrián Lajous
Adrián Lajous
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Director
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December 13, 2016
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/s/ Charles W. Matthews
Charles W. Matthews
|
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Director
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December 13, 2016
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/s/ Douglas L. Rock
Douglas L. Rock
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Director
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December 13, 2016
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/s/ Dunia A. Shive
Dunia A. Shive
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Director
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December 13, 2016
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EXHIBIT
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DESCRIPTION
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4.1
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|
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Specimen Common Stock Certificate of Trinity Industries, Inc. (incorporated by reference to Exhibit 4.1 to the Form S-8 Registration Statement (Registration Statement No. 333-159552) filed May 28, 2009).
|
5.1
|
|
*
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Opinion of Locke Lord LLP.
|
23.1
|
|
*
|
|
Consent of Locke Lord LLP (included in Exhibit 5.1).
|
23.2
|
|
*
|
|
Consent of Ernst & Young LLP.
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24.1
|
|
*
|
|
Power of Attorney (included on the signature pages of this Registration Statement).
|
99.1
|
|
|
|
Third Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan (incorporated by reference to Exhibit 99.1 of the Registration Statement on Form S-8 filed on May 5, 2015 (Registration No. 333-203876).
|
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