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TR Tootsie Roll Industries

29.86
0.26 (0.88%)
After Hours
Last Updated: 22:22:34
Delayed by 15 minutes
Share Name Share Symbol Market Type
Tootsie Roll Industries NYSE:TR NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.26 0.88% 29.86 29.90 29.47 29.50 60,983 22:22:34

Statement of Changes in Beneficial Ownership (4)

20/08/2021 10:04pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

GORDON ELLEN R
2. Issuer Name and Ticker or Trading Symbol

TOOTSIE ROLL INDUSTRIES INC [ TR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
President
(Last)          (First)          (Middle)

C/O TOOTSIE ROLL INDUSTRIES, INC., ATTN: BARRY BOWEN 7401 S. CICERO AVE.
3. Date of Earliest Transaction (MM/DD/YYYY)

8/19/2021
(Street)

CHICAGO, IL 60629
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock         12331846 D  
Common stock 8/19/2021  J  285459 (2)D$34.555 8703076 I By Trust for Children 
Common stock         1430655 I By Charitable Foundation 
Common stock         95793 I By TRI Stock Trust 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock $34.555 (1)           (1) (1)Common Stock  (1) 13634656 D  
Class B Common Stock $34.555 8/19/2021  J   285459 (2)    (1) (1)Common Stock  (1) (1)9848121 I By Trust for Children 

Explanation of Responses:
(1) Class B Common stock is freely convertible into Common stock on a share-for-share basis
(2) Simultaneous exchange of Common Stock for Class B Common Stock

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
GORDON ELLEN R
C/O TOOTSIE ROLL INDUSTRIES, INC.
ATTN: BARRY BOWEN 7401 S. CICERO AVE.
CHICAGO, IL 60629
XXPresident

Signatures
Ellen R Gordon8/19/2021
**Signature of Reporting PersonDate

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