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TGI Triumph Group Inc

13.66
0.24 (1.79%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Triumph Group Inc NYSE:TGI NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.24 1.79% 13.66 13.70 13.30 13.36 403,350 01:00:00

Statement of Changes in Beneficial Ownership (4)

11/06/2021 4:26pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

McCabe James F JR
2. Issuer Name and Ticker or Trading Symbol

TRIUMPH GROUP INC [ TGI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP, CFO and Treasurer
(Last)          (First)          (Middle)

899 CASSATT ROAD, SUITE 210
3. Date of Earliest Transaction (MM/DD/YYYY)

6/9/2021
(Street)

BERWYN, PA 19312
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 6/9/2021  M  3861 A$0.00 29424.071 D  
Common Stock 6/9/2021  M  1931 A$0.00 31355.071 D  
Common Stock 6/9/2021  M  19895 A$0.00 51250.071 D  
Common Stock 6/9/2021  F(1)  9523 D$21.20 41727.071 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (2)6/9/2021  M     3861  6/9/2021 6/9/2021 Common Stock 3861 $0.00 0 D  
Restricted Stock Units  (2)6/9/2021  M     1931  6/9/2021 6/9/2021 Common Stock 1931 $0.00 0 D  
Restricted Stock Units  (2)6/9/2021  M     19895   (3) (3)Common Stock 19895 $0.00 39791 D  

Explanation of Responses:
(1) This transaction represents the payment of a tax liability on the lapse of forfeiture restrictions on a derivative security and acquisition of the underlying shares.
(2) Each restricted stock unit represents the right to receive one share of the Registrant's common stock.
(3) Forfeiture restrictions will lapse on the remaining restricted stock units by one half each on June 9, 2022 and June 9, 2023. Earlier potential lapse of forfeiture events set forth in the Company's severance plans apply to this award.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
McCabe James F JR
899 CASSATT ROAD
SUITE 210
BERWYN, PA 19312


SVP, CFO and Treasurer

Signatures
Jennifer H. Allen, POA for James F. McCabe, Jr.6/11/2021
**Signature of Reporting PersonDate

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