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SRE Sempra

76.63
-0.49 (-0.64%)
14 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Sempra NYSE:SRE NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.49 -0.64% 76.63 77.88 76.56 77.73 2,666,874 23:56:23

Initial Statement of Beneficial Ownership (3)

01/07/2020 12:02am

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Sagara Kevin C.
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/27/2020 

3. Issuer Name and Ticker or Trading Symbol

SEMPRA ENERGY [SRE]
(Last)        (First)        (Middle)

488 8TH AVENUE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
EVP and Group President /
(Street)

SAN DIEGO, CA 92101      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 18839.85 D  
Common Stock 1691.79 I 401(k) savings plan (6/26/2020) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Shares (1) (2) (3)Common Stock 3426.38  (4)D  

Explanation of Responses:
(1) Phantom shares of Sempra Energy Common Stock held in Sempra Energy multi-fund deferred compensation and excess savings plans. Plan payouts are in cash and limited intra-plan transfers are permitted based on the then market value of the shares of Sempra Energy Common Stock to which the phantom shares relate.
(2) Date Exercisable is Immediate.
(3) Expiration date is Not Applicable.
(4) Conversion of Derivative Security is 1 for 1.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Sagara Kevin C.
488 8TH AVENUE
SAN DIEGO, CA 92101


EVP and Group President

Signatures
KEVIN C. SAGARA BY: James M. Spira, Associate General Counsel of Sempra Energy and Attorney-In-Fact6/29/2020
**Signature of Reporting PersonDate

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