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Name | Symbol | Market | Type |
---|---|---|---|
Sea Limited | NYSE:SE | NYSE | Depository Receipt |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
1.36 | 1.82% | 76.28 | 76.28 | 74.41 | 74.81 | 2,867,444 | 00:48:28 |
Remarks | According to the procedures set out in the SEC's interpretive letter to Goldman, Sachs & Co. dated Dec 20, 1999 and the SEC's interpretive letter to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., dated Dec 1, 2011, the shares noticed in Sec 3(c) are subject to a variable prepaid forward contract between Alpha Ally Holdings Limited (AA) and JPMorgan Chase Bank, N.A., an affiliate of the broker named in Sec 3(b). The contract provides for up-front cash payment to AA based upon the then-current market price of the shares. Upon the expiration or early termination, AA will be obliged to deliver a number of shares (or, if it elects, pay the cash equivalent thereof) underlying the contract depending on the then-current market price of the shares. AA has pledged the shares subject to the contract to secure its obligations thereunder. Any initial hedging activity in connection with the contract will be conducted by the broker named in Sec 3(b). |
Date of Notice | 09/21/2023 |
ATTENTION: | |
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date. | |
Signature | /s/ Alpha Ally Holdings Ltd |
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001) |
1 Year Sea Chart |
1 Month Sea Chart |
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