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SCHW Charles Schwab Corporation

74.80
-0.09 (-0.12%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Charles Schwab Corporation NYSE:SCHW NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.09 -0.12% 74.80 75.30 74.52 74.96 5,560,678 01:00:00

Statement of Changes in Beneficial Ownership (4)

24/08/2021 11:30pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

SNEED PAULA A
2. Issuer Name and Ticker or Trading Symbol

SCHWAB CHARLES CORP [ SCHW ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

3000 SCHWAB WAY
3. Date of Earliest Transaction (MM/DD/YYYY)

8/23/2021
(Street)

WESTLAKE, TX 76262
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 8/23/2021  M  10511.0000 A$25.0100 125082.1605 I by Trust 
Common Stock 8/23/2021  M  8548.0000 A$31.2100 133630.1605 I by Trust 
Common Stock 8/23/2021  M  7866.0000 A$28.9600 141496.1605 I by Trust 
Common Stock 8/23/2021  S  26925.0000 D$72.4781 (1)114571.1605 I by Trust 
Common Stock         4997.0000 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (right to buy) $31.2100 8/23/2021  M     8548.0000   (2)5/15/2025 Common Stock 8548.0000 $0.0000 0.0000 D  
Nonqualified Stock Option (right to buy) $25.0100 8/23/2021  M     10511.0000   (3)5/19/2024 Common Stock 10511.0000 $0.0000 0.0000 D  
Nonqualified Stock Option (right to buy) $28.9600 8/23/2021  M     7866.0000   (4)5/19/2026 Common Stock 7866.0000 $0.0000 0.0000 D  

Explanation of Responses:
(1) This transaction was executed in multiple trades at prices ranging from $72.40 to $72.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(2) The date first exercisable is 5/15/2016.
(3) The date first exercisable is 5/19/2015.
(4) The date first exercisable is 5/19/2017.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
SNEED PAULA A
3000 SCHWAB WAY
WESTLAKE, TX 76262
X



Signatures
Jamal Modir, Attorney-in-fact8/24/2021
**Signature of Reporting PersonDate

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