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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Charles Schwab Corporation | NYSE:SCHW | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.65 | -0.85% | 75.39 | 1,573 | 11:20:42 |
Delaware
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94-3025021
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(State or other jurisdiction of incorporation or organization)
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(I.R.S. Employer Identification No.)
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☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Common Stock – $.01 par value per share
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SCHW
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New York Stock Exchange
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Depositary Shares, each representing a 1/40th ownership interest in a share of 6.00% Non-Cumulative Preferred Stock, Series C
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SCHW PrC
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New York Stock Exchange
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Depositary Shares, each representing a 1/40th ownership interest in a share of 5.95% Non-Cumulative Preferred Stock, Series D
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SCHW PrD
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New York Stock Exchange
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
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Item 5.02
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Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
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•
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Increase the annual non-employee director equity awards by $25,000 and change the awards granted to 40% stock options and 60% restricted stock units from 50% stock options and 50% restricted stock units.
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Item 5.07
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Submission of Matters to a Vote of Security Holders
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(a)
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The Annual Meeting of Stockholders of CSC was held on May 12, 2020.
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(b)
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All nominees for directors were elected, and each nominee received more “for” votes than “against” votes cast for his election. The proposals for ratification of the selection of Deloitte & Touche LLP as CSC’s independent auditors, the advisory vote on named executive officer compensation, and the Plan were approved. The proposal to amend CSC’s Fourth Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders required the affirmative vote of 80% of total outstanding shares of CSC’s common stock and was not approved. The stockholder proposal requesting annual disclosure of EEO-1 data was not approved. The stockholder proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying was not approved. The final voting results were as follows:
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For
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Against
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Abstain
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Broker Non-Vote
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1
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Election of Directors
|
|
|
|
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(a) William S. Haraf
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1,119,109,643
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8,102,446
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1,103,246
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32,878,346
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|
(b) Frank C. Herringer
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996,867,132
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130,449,025
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999,666
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32,877,858
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(c) Roger O. Walther
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1,033,582,399
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93,783,908
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949,028
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32,878,346
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2
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Ratification of the selection of Deloitte & Touche LLP as independent auditors
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1,096,472,871
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64,004,707
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715,615
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488
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3
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Advisory vote to approve named executive officer compensation
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1,054,477,932
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71,837,867
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1,999,536
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32,878,346
|
4
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Approve the 2013 Stock Incentive Plan as Amended and Restated
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1,094,163,729
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32,836,650
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1,315,444
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32,877,858
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5
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Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director
nominations by stockholders
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956,347,007
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170,797,428
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1,170,900
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32,878,346
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6
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Stockholder Proposal requesting annual disclosure of EEO-1 data
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475,848,080
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641,159,628
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11,307,627
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32,878,346
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7
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Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying
expenditures; and participation in organizations engaged in lobbying
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390,236,520
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733,920,507
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4,158,308
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32,878,346
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Item 9.01
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Financial Statements and Exhibits
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(d)
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Exhibits
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Exhibit No.
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Description
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10.410
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104
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Cover Page Interactive Data File – the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
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THE CHARLES SCHWAB CORPORATION
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Date: May 15, 2020
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By:
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/s/ Peter Crawford
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Peter Crawford
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Executive Vice President and Chief Financial Officer
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1 Year Charles Schwab Chart |
1 Month Charles Schwab Chart |
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