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SAM Boston Beer Company Inc

277.28
-1.70 (-0.61%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Boston Beer Company Inc NYSE:SAM NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -1.70 -0.61% 277.28 281.14 276.64 280.48 165,133 01:00:00

Statement of Changes in Beneficial Ownership (4)

15/12/2020 9:02pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

KOCH C JAMES
2. Issuer Name and Ticker or Trading Symbol

BOSTON BEER CO INC [ SAM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chairman
(Last)          (First)          (Middle)

C/O THE BOSTON BEER COMPANY, ONE DESIGN CENTER PLACE, SUITE 850
3. Date of Earliest Transaction (MM/DD/YYYY)

12/14/2020
(Street)

BOSTON, MA 02210
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 12/14/2020  G(1)  V 37000.00 D$0.00 78421.00 (2)D  
Class A Common 12/14/2020  G(3)  V 18500.00 D$0.00 59921.00 (2)D  
Class A Common 12/14/2020  G(1)  V 37000.00 A$0.00 77627.00 I By Foundation managed by Reporting Person 
Class A Common         33248.00 I By Descendant's Trust 
Class A Common         23486.00 I Custodian for children under UGTMA 
Class A Common         5000.00 I By Trust as Trustee 
Class A Common         3656.00 I By spouse as custodian for children under UGTMA 
Class A Common         2532.00 I By spouse in trust for children 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) This transaction is a Form 5 transaction being voluntarily reported early. On the Transaction Date, the Reporting Person gifted 37,000 shares from his direct ownership into a foundation he controls.
(2) The shares reported include 343 shares of restricted stock subject to vesting conditions.
(3) This transaction is a Form 5 transaction being voluntarily reported early. On the Transaction Date, the Reporting Person gifted 18,500 shares from his direct ownership to a charitable foundation for which he exercises no control or ownership.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
KOCH C JAMES
C/O THE BOSTON BEER COMPANY
ONE DESIGN CENTER PLACE, SUITE 850
BOSTON, MA 02210
XXChairman

Signatures
Michael G. Andrews under POA for the benefit of Koch C. James12/15/2020
**Signature of Reporting PersonDate

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