Current Report Filing (8-k)

0001024478false00010244782022-01-272022-01-27

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

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FORM 8-K

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CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): January 27, 2022 (January 27, 2022)

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Rockwell Automation, Inc.

(Exact name of registrant as specified in its charter)

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Delaware			1-12383			25-1797617
(State or other jurisdiction of incorporation)			(Commission File Number)			(IRS Employer Identification No.)

1201 South Second Street

Milwaukee, Wisconsin 53204

(Address of principal executive offices, including zip code)

[phone]

(Registrant's telephone number, including area code)

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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d‑2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e‑4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol

Name of each exchange on which registered

Common Stock ($1.00 par value)

ROK

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter):

☐ Emerging Growth Company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

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INFORMATION TO BE INCLUDED IN THE REPORT

Item 2.02.			Results of Operations and Financial Condition.

Registrant's press release dated January 27, 2022, announcing its financial results for the quarter ended December 31, 2021, is furnished herewith as Exhibit 99 and is incorporated herein by reference.

Item 9.01.			Financial Statements and Exhibits.

Exhibit Number						Description
99						Press Release of Registrant dated January 27, 2022.
104						Cover Page Interactive Data File, formatted in inline XBRL.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

			ROCKWELL AUTOMATION, INC.
			(Registrant)
			By						/S/    REBECCA W. HOUSE
									Rebecca W. House
									Senior Vice President, Chief People and Legal Officer and Secretary

Date: January 27, 2022

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EXHIBIT INDEX

Exhibit Number						Description
99						Press Release of Registrant dated January 27, 2022.
104						Cover Page Interactive Data File, formatted in inline XBRL.