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RM Regional Management Corp

30.44
2.10 (7.41%)
07 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Regional Management Corp NYSE:RM NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  2.10 7.41% 30.44 30.49 28.62 28.78 58,672 01:00:00

Statement of Changes in Beneficial Ownership (4)

02/09/2020 10:40pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BASSWOOD CAPITAL MANAGEMENT, L.L.C.
2. Issuer Name and Ticker or Trading Symbol

Regional Management Corp. [ RM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
Director-by-Deputization
(Last)          (First)          (Middle)

645 MADISON AVENUE, 10TH FLOOR, 
3. Date of Earliest Transaction (MM/DD/YYYY)

8/31/2020
(Street)

NEW YORK, NY 10022
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.10 per share ("Common Stock") 8/31/2020  J(2)  17575 A$18.29 842450 I See footnotes (1)(3)
Common Stock 8/31/2020  J(2)  17575 D$18.29 0 I See footnotes (1)(4)
Common Stock         343500 I See footnotes (1)(5)
Common Stock         39013 I See footnotes (1)(6)
Common Stock         134705 I See footnotes (1)(7)
Common Stock         49857 I See footnotes (1)(8)
Common Stock         13149 I See footnotes (1)(9)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) See Footnote 99.1
(2) See Footnote 99.1
(3) See Footnote 99.1
(4) See Footnote 99.1
(5) See Footnote 99.1
(6) See Footnote 99.1
(7) See Footnote 99.1
(8) See Footnote 99.1
(9) See Footnote 99.1

Remarks:
Exhibit List:
------------
Exhibit 99.1 - Explanation of Responses
Exhibit 99.2 - Joint Filer Information
Exhibit 99.3 - Joint Filers' Signatures

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
XX
Director-by-Deputization
LINDENBAUM MATTHEW A
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE 10TH FLOOR
NEW YORK, NY 10022
XX
Director-by-Deputization
LINDENBAUM BENNETT D
BASSWOOD CAPITAL MANAGEMENT, L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
XX
Director-by-Deputization
BASSWOOD FINANCIAL FUND, INC.
BASSWOOD CAPITAL MANAGEMENT L.L.C.
645 MADISON AVENUE, 10TH FLOOR
NEW YORK, NY 10022
XX
Director-by-Deputization

Signatures
BASSWOOD CAPITAL MANAGEMENT, L.L.C., /s/ Matthew Lindenbaum9/2/2020
**Signature of Reporting PersonDate

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