Form ABS-15G - Asset-backed securitizer report pursuant to Section 15G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM ABS-15G

 

 

ASSET-BACKED SECURITIZER

REPORT PURSUANT TO SECTION 15G OF

THE SECURITIES EXCHANGE ACT OF 1934

Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:

☒	Rule 15Ga-1 under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period January 1, 2023 to December 31, 2023

Date of Report (Date of earliest event reported): February 6, 2024

Commission File Number of securitizer: 025-04072

Central Index Key Number of securitizer: 0001519401

Catherine Atwood, General Counsel, [phone]

Regional Management Corp.¹

Name and telephone number, including area code, of the person to contact in connection with the filing

 

 

Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1) ☐

Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i) ☐

Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii) ☒

 

☐

Rule 15Ga-2 under the Exchange Act (17 CFR 240.15Ga-2)

Central Index Key Number of depositor:    

 

 

(Exact name of issuing entity as specified in its charter)

 

 

Central Index Key Number of issuing entity (if applicable):    

Central Index Key Number of underwriter (if applicable):    

Name and telephone number, including area code, of the person to contact in connection with the filing

 

 

1

Regional Management Corp., as securitizer, is filing this Form ABS-15G in respect of all asset-backed securities sponsored by it and outstanding during the reporting period in the consumer loan asset class, including asset-backed securities privately placed by its affiliated depositor Regional Management Receivables III, LLC (Central Index Key Number 0001742262).

 

 

 

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INFORMATION TO BE INCLUDED IN THE REPORT

REPRESENTATION AND WARRANTY INFORMATION

 

Item 1.02

Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure

Pursuant to Rule 15Ga-1(c)(2)(ii), Regional Management Corp. has indicated by check mark that there is no activity to report for the annual period.

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

REGIONAL MANAGEMENT CORP.
(Securitizer)
By:		/s/ Harpreet Rana
		Name: Harpreet Rana
		Title: Executive Vice President and Chief
		Financial Officer

Date: February 6, 2024

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