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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Regis Corp | NYSE:RGS | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 9.98 | 0 | 01:00:00 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Beltzman Daniel Gordon |
2. Issuer Name
and
Ticker or Trading Symbol
REGIS CORP [ RGS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
1350 BROADWAY RM 2412, |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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NEW YORK, NY 10018 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person _ X _ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 3/16/2015 | P | 33134 | A | $16.1076 (1) | 1620741 | I | by Birch Run Capital Partners, LP (2) (3) (4) (5) | ||
Common Stock | 3/17/2015 | P | 38200 | A | $16.1140 (6) | 1658941 | I | by Birch Run Capital Partners, LP (2) (3) (4) (5) | ||
Common Stock | 5033581 | I | by Walnut BRC, LP (2) (3) (4) (5) | |||||||
Common Stock | 3962648 | I | By Torch BRC, LP (2) (3) (4) (5) | |||||||
Common Stock | 17535.81 (7) | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Beltzman Daniel Gordon
1350 BROADWAY RM 2412 NEW YORK, NY 10018 |
X | X |
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Smith Gregory Howard
1350 BROADWAY SUITE 2412 NEW YORK, NY 10018 |
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X |
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Birch Run Capital Advisors, LP
1350 BROADWAY SUITE 2412 NEW YORK, NY 10018 |
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X |
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BRC Advisors GP, LLC
1350 BROADWAY SUITE 2412 NEW YORK, NY 10018 |
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X |
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Signatures
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/s/ Daniel Beltzman | 3/18/2015 | |
** Signature of Reporting Person |
Date
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/s/ Gregory Smith | 3/18/2015 | |
** Signature of Reporting Person |
Date
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/s/ Birch Run Capital Advisors, LP Name: Caren E. Abramovich Title: Chief Operating & Compliance Officer /s/ Caren E. Abramovich | 3/18/2015 | |
** Signature of Reporting Person |
Date
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/s/ BRC Advisors GP, LLC Name: Caren E. Abramovich Title: Chief Operating & Compliance Officer /s/ Caren E. Abramovich | 3/18/2015 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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