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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Regis Corp | NYSE:RGS | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 9.98 | 0 | 01:00:00 |
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Spiegel Steven M. |
2. Issuer Name
and
Ticker or Trading Symbol
REGIS CORP [ RGS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) EVP & Chief Financial Officer |
7201 METRO BOULEVARD |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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MINNEAPOLIS, MN 55439 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/3/2012 | A | 24316 (1) | A | $0 | 24316 | D |
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Common Stock | 12/3/2012 | A | 2833 (2) | A | $0 | 27149 | D |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Rights | $16.45 | 12/3/2012 | A | 15482 (3) | 12/3/2013 | 12/3/2022 | Common Stock | 15482 | $0 | 15482 | D |
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Explanation of Responses: | |
( 1) | The Reporting Person was awarded a grant of 24,316 restricted stock units (RSUs). The RSUs vest in full on the five year anniversary of the grant date (i.e., December 3, 2017), provided the Reporting Person is still an employee of the Issuer on that date. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. |
( 2) | The Reporting Person was awarded a grant of 2,833 restricted stock units which vest ratably over a three year period. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting. |
( 3) | Stock Appreciation Rights vest ratably over a three year period. |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Spiegel Steven M.
7201 METRO BOULEVARD MINNEAPOLIS, MN 55439 |
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EVP & Chief Financial Officer |
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Signatures
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Kristin J. Staffanson, by power of attorney | 12/5/2012 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Regis Chart |
1 Month Regis Chart |
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