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RGS Regis Corp

9.98
0.00 (0.00%)
Last Updated: 01:00:00
Delayed by 15 minutes
Share Name Share Symbol Market Type
Regis Corp NYSE:RGS NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 9.98 0 01:00:00

Initial Statement of Beneficial Ownership (3)

17/06/2021 9:46pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Walnut BRC, L.P.
2. Date of Event Requiring Statement (MM/DD/YYYY)
6/11/2021 

3. Issuer Name and Ticker or Trading Symbol

REGIS CORP [RGS]
(Last)        (First)        (Middle)

655 MADISON AVE., 11TH FLOOR
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          ___X___ 10% Owner
_____ Officer (give title below)        _____ Other (specify below)
(Street)

NEW YORK, NY 10065      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock, par value $0.05 per share 5033581 D (1)(2)(3) 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) In addition to Walnut BRC, L.P., a Delaware limited partnership ("Walnut"), this Form 3 is being filed jointly by New Walnut GP LLC, a Delaware limited liability company ("Walnut GP") (all of the foregoing, collectively, the "Reporting Persons"). The principal business address of the Reporting Persons is 655 Madison Avenue, 11th Floor, New York, New York 10065.
(2) The securities reported on this Form 3 (the "Subject Securities") are held directly by Walnut. Walnut GP is the sole general partner of Walnut.
(3) Walnut and Walnut GP, as entities with direct and indirect holdings, respectively, in the Subject Securities, may be deemed to beneficially own the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended. Each of the Reporting Persons disclaims beneficial ownership of the Subject Securities except to the extent of any pecuniary interest therein.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Walnut BRC, L.P.
655 MADISON AVE., 11TH FLOOR
NEW YORK, NY 10065

X

New Walnut GP LLC
655 MADISON AVE, 11TH FLOOR
NEW YORK, NY 10065

X


Signatures
Walnut BRC, L.P. By: /s/ Barry L. Bloom, Manager of General Partner6/17/2021
**Signature of Reporting PersonDate

New Walnut GP LLC By: /s/ Barry L. Bloom, Manager6/17/2021
**Signature of Reporting PersonDate

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