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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Planet Labs PBC | NYSE:PL | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 1.85 | 13 | 09:01:42 |
FORM 5
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
[ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0362 Expires: January 31, 2014 Estimated average burden hours per response... 1.0 |
|
Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person * JOHNS JOHN D | 2. Issuer Name and Ticker or Trading Symbol PROTECTIVE LIFE CORP [PL] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__
X
__ Director
_____ 10% Owner
__ X __ Officer (give title below) _____ Other (specify below) CEO,President |
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3. Statement for Issuer's Fiscal Year Ended
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) |
7. Nature of Indirect Beneficial Ownership
(Instr. 4) |
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Amount | (A) or (D) | Price | ||||||||
Common Stock | 11/30/2011 | G | 28070.0000 | D | $ 0 | 16523.0000 | D | |||
Common Stock | 11/30/2011 | G | 28070.0000 | A | $ 0 | 28070.0000 | I | Grantor retained annuity (1) | ||
Common Stock | 18296.9220 | I | By 401(k) | |||||||
Common Stock | 10.0000 | I | By daughter | |||||||
Common Stock | 2600.0000 | I | By Wife | |||||||
Common Stock | 400.0000 | I | By wife as co-trustee of Trust | |||||||
Common Stock | 600.0000 | I | By wife as custodian for Daughter | |||||||
Common Stock | 600.0000 | I | by wife as custodian for son | |||||||
Common Stock | 331262.8290 | I | Deferred Compensation |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) |
11. Nature of Indirect Beneficial Ownership
(Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||||
Restricted Stock Units | 2/26/2013 | 2/26/2014 | Common Stock | 107252.0000 | 107252.0000 | D | |||||||||
Restricted Stock Units | 2/28/2014 | 2/28/2015 | Common Stock | 42900.0000 | 42900.0000 | D | |||||||||
Restricted Stock Units | 3/4/2012 | 3/4/2013 | Common Stock | 156550.0000 | 156550.0000 | D | |||||||||
SAR | $ 18.36 | 2/26/2011 | 2/26/2020 | Common Stock | 30000.0000 | 30000.0000 | D | ||||||||
SAR | $ 18.36 | 2/26/2012 | 2/26/2020 | Common Stock | 30000.0000 | 30000.0000 | D | ||||||||
SAR | $ 18.36 | 2/26/2013 | 2/26/2020 | Common Stock | 30000.0000 | 30000.0000 | D | ||||||||
SAR | $ 38.59 | 2/28/2009 | 2/28/2018 | Common Stock | 20475.0000 | 20475.0000 | D | ||||||||
SAR | $ 38.59 | 2/28/2010 | 2/28/2018 | Common Stock | 20475.0000 | 20475.0000 | D | ||||||||
SAR | $ 38.59 | 2/28/2011 | 2/28/2018 | Common Stock | 20475.0000 | 20475.0000 | D | ||||||||
SAR | $ 38.59 | 2/29/2012 | 2/28/2018 | Common Stock | 20475.0000 | 20475.0000 | D | ||||||||
SAR (3) | $ 48.6 | 3/3/2007 | 3/3/2016 | Common Stock | 6325.0000 | 6325.0000 | D | ||||||||
SAR (3) | $ 48.6 | 3/3/2008 | 3/3/2016 | Common Stock | 6325.0000 | 6325.0000 | D | ||||||||
SAR | $ 48.6 | 3/3/2009 | 3/3/2016 | Common Stock | 6325.0000 | 6325.0000 | D | ||||||||
SAR | $ 48.6 | 3/3/2010 | 3/3/2016 | Common Stock | 6325.0000 | 6325.0000 | D | ||||||||
SAR | $ 41.05 | 3/4/2006 | 3/4/2015 | Common Stock | 5800.0000 | 5800.0000 | D | ||||||||
SAR | $ 32 | 3/4/2007 | 3/4/2012 | Common Stock | 300000.0000 | 300000.0000 | D | ||||||||
SAR | $ 41.05 | 3/4/2007 | 3/4/2015 | Common Stock | 5800.0000 | 5800.0000 | D | ||||||||
SAR | $ 41.05 | 3/4/2008 | 3/4/2015 | Common Stock | 5800.0000 | 5800.0000 | D | ||||||||
SAR | $ 41.05 | 3/4/2009 | 3/4/2015 | Common Stock | 5800.0000 | 5800.0000 | D | ||||||||
SAR | $ 3.5 | 3/4/2010 | 3/4/2020 | Common Stock | 83334.0000 | 83334.0000 | D | ||||||||
SAR | $ 3.5 | 3/4/2011 | 3/4/2020 | Common Stock | 83333.0000 | 83333.0000 | D | ||||||||
SAR | $ 3.5 | 3/4/2012 | 3/4/2020 | Common Stock | 83333.0000 | 83333.0000 | D | ||||||||
SAR | $ 43.46 | 3/5/2008 | 3/5/2017 | Common Stock | 15100.0000 | 15100.0000 | D | ||||||||
SAR | $ 43.46 | 3/5/2009 | 3/5/2017 | Common Stock | 15100.0000 | 15100.0000 | D | ||||||||
SAR | $ 43.46 | 3/5/2010 | 3/5/2017 | Common Stock | 15100.0000 | 15100.0000 | D | ||||||||
SAR | $ 43.46 | 3/5/2011 | 3/5/2017 | Common Stock | 15100.0000 | 15100.0000 | D |
Explanation of Responses: | |
( 1) | On November 30, 2011, the reporting person contributed 28,070 shares of Protective Life Corporation stock to a grantor retained annuity trust. |
( 2) | Each restricted stock unit represents a contingent right to receive one share of PLC common stock. |
( 3) | Previously reported Stock Appreciation Right (SAR). |
Remarks:
poajohns.txt |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
JOHNS JOHN D
2801 HIGHWAY 280, SOUTH BIRMINGHAM, AL 35223 |
X |
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CEO,President |
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Signatures
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by Alfred F. Delchamps, III, Attorney-in-Fact for John D. Johns | 2/7/2012 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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