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PCI PIMCO Dynamic Credit and Mortgage Income Fund

20.47
0.00 (0.00%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
PIMCO Dynamic Credit and Mortgage Income Fund NYSE:PCI NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 20.47 0 01:00:00

Amended Statement of Changes in Beneficial Ownership (4/a)

12/02/2020 11:26pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MURATA ALFRED T
2. Issuer Name and Ticker or Trading Symbol

PIMCO Dynamic Credit & Mortgage Income Fund [ PCI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
_____ Officer (give title below)    __X__ Other (specify below)
SEE REMARKS
(Last)          (First)          (Middle)

C/O PIMCO, 650 NEWPORT CENTER DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

2/18/2014
(Street)

NEWPORT BEACH, CA 92660
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

2/19/2014 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 2/18/2014  P  16000 A (1)16000 I (2)BY DCP 
COMMON STOCK 3/26/2014 (3) P  10000 A (1)26000 I (2)BY DCP 
COMMON STOCK 12/4/2014 (4) P  10000 A (1)36000 I (2)BY DCP 
COMMON STOCK 5/13/2015 (5) P  10000 A (1)46000 I (2)BY DCP 
COMMON STOCK         4000 I BY 401(K) PLAN 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) See original applicable filing for pricing footnote.
(2) These Form 4s are amended solely to clarify that the prior filings inadvertently reported the shares as directly owned by the Reporting person instead of indirectly held through a deferred compensation plan.
(3) The Form 4 being amended hereby for this transaction was filed on March 27, 2014.
(4) The Form 4 being amended hereby for this transaction was filed on December 5, 2014.
(5) The Form 4 being amended hereby for this transaction was filed on May 14, 2015.

Remarks:
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Portfolio Manager for this Issuer at PIMCO.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MURATA ALFRED T
C/O PIMCO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660



SEE REMARKS

Signatures
/s/ Kevin Van Gorder, Attorney-in-Fact for Alfred T. Murata2/12/2020
**Signature of Reporting PersonDate

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