ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for discussion Register to chat with like-minded investors on our interactive forums.

PCI PIMCO Dynamic Credit and Mortgage Income Fund

20.47
0.00 (0.00%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
PIMCO Dynamic Credit and Mortgage Income Fund NYSE:PCI NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 20.47 0 01:00:00

Amended Statement of Beneficial Ownership (3/a)

12/02/2020 11:22pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

MURATA ALFRED T
2. Date of Event Requiring Statement (MM/DD/YYYY)
1/29/2014 

3. Issuer Name and Ticker or Trading Symbol

PIMCO Dynamic Credit & Mortgage Income Fund [PCI]
(Last)        (First)        (Middle)

C/O PIMCO, 650 NEWPORT CENTER DRIVE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
_____ Officer (give title below)        ___X___ Other (specify below)
/ SEE REMARKS
(Street)

NEWPORT BEACH, CA 92660      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
2/7/2014 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
COMMON STOCK 4000 I (1)BY 401(K) PLAN 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) This Form 3 is amended solely to clarify that the shares previously reported as directly owned by the Reporting Person are held indirectly through a 401(k) plan.

Remarks:
Pacific Investment Management Company LLC ("PIMCO") is the investment adviser of the Issuer. The Reporting Person is a Portfolio Manager for this Issuer at PIMCO. Exhibit List: Exhibit 24 - Power of Attorney.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
MURATA ALFRED T
C/O PIMCO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH, CA 92660



SEE REMARKS

Signatures
/s/ Kevin Van Gorder, Attorney-in-Fact for Alfred T. Murata2/12/2020
**Signature of Reporting PersonDate

1 Year PIMCO Dynamic Credit and... Chart

1 Year PIMCO Dynamic Credit and... Chart

1 Month PIMCO Dynamic Credit and... Chart

1 Month PIMCO Dynamic Credit and... Chart

Your Recent History

Delayed Upgrade Clock