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OSK Oshkosh Corporation

117.66
-1.03 (-0.87%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Oshkosh Corporation NYSE:OSK NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -1.03 -0.87% 117.66 120.12 116.51 119.79 965,211 01:00:00

Statement of Changes in Beneficial Ownership (4)

17/11/2021 9:55pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Johnson James W.
2. Issuer Name and Ticker or Trading Symbol

OSHKOSH CORP [ OSK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Exec. VP & Pres., Fire & Emerg
(Last)          (First)          (Middle)

C/O OSHKOSH CORPORATION, 1917 FOUR WHEEL DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

11/15/2021
(Street)

OSHKOSH, WI 54902
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/16/2021  M  1495.611 A (1)41494.507 D  
Common Stock 11/16/2021  F  703 D$115.07 40806.807 (2)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (3)11/15/2021  A   1525     (4) (4)Common Stock 1525 $0 1525 D  
Restricted Stock Units  (1)11/16/2021  M     1495.611  11/16/2021  (5)Common Stock 1495.611 $0 2992.229 D  

Explanation of Responses:
(1) Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
(2) Amount includes a total of 797.82 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through November 17, 2021. Between May 8, 2021 and November 17, 2021, the reporting person acquired 15.30 shares under the Oshkosh Corporation Employee Stock Purchase Plan.
(3) Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
(4) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.
(5) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Johnson James W.
C/O OSHKOSH CORPORATION
1917 FOUR WHEEL DRIVE
OSHKOSH, WI 54902


Exec. VP & Pres., Fire & Emerg

Signatures
Ignacio A. Cortina, for James W. Johnson11/17/2021
**Signature of Reporting PersonDate

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