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OSK Oshkosh Corporation

114.69
1.33 (1.17%)
Last Updated: 19:43:06
Delayed by 15 minutes
Share Name Share Symbol Market Type
Oshkosh Corporation NYSE:OSK NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.33 1.17% 114.69 115.42 113.16 114.94 207,656 19:43:06

Initial Statement of Beneficial Ownership (3)

12/10/2021 3:52pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Baab Jason P
2. Date of Event Requiring Statement (MM/DD/YYYY)
10/4/2021 

3. Issuer Name and Ticker or Trading Symbol

OSHKOSH CORP [OSK]
(Last)        (First)        (Middle)

C/O OSHKOSH CORPORATION, 1917 FOUR WHEEL DRIVE
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP, Corp. Develop. & Strategy /
(Street)

OSHKOSH, WI 54902      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 67.86 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Options (2) (3)11/19/2028 Common Stock 700 $66.09 D  
Options (2) (4)11/18/2029 Common Stock 1134 $90.28 D  
Restricted Stock Units (5) (6)11/19/2021 Common Stock 337.942 $0 D  
Restricted Stock Units (5) (7)11/18/2022 Common Stock 512.537 $0 D  
Restricted Stock Units (5) (8)12/16/2022 Common Stock 752.405 $0 D  
Restricted Stock Units (5) (9)11/16/2023 Common Stock 1588.393 $0 D  

Explanation of Responses:
(1) All of the shares were acquired under the Oshkosh Corporation Employee Stock Purchase Plan.
(2) Option (right to buy) granted pursuant to the Company's Stock Plan.
(3) Options vest in one-third (1/3) annual increments commencing on 11/19/2019.
(4) Options vest in one-third (1/3) annual increments commencing on 11/18/2020.
(5) Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
(6) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
(7) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
(8) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 12/16/2020.
(9) Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Baab Jason P
C/O OSHKOSH CORPORATION
1917 FOUR WHEEL DRIVE
OSHKOSH, WI 54902


SVP, Corp. Develop. & Strategy

Signatures
Jason P. Baab10/12/2021
**Signature of Reporting PersonDate

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