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ODC Oil Dri Corp of America

76.82
3.44 (4.69%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Oil Dri Corp of America NYSE:ODC NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  3.44 4.69% 76.82 79.38 73.03 73.51 34,743 22:34:06

Statement of Changes in Beneficial Ownership (4)

14/10/2020 10:13pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

JAFFEE DANIEL S
2. Issuer Name and Ticker or Trading Symbol

Oil-Dri Corp of America [ ODC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    __X__ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Chairman, President and CEO
(Last)          (First)          (Middle)

410 N. MICHIGAN AVE., SUITE 400
3. Date of Earliest Transaction (MM/DD/YYYY)

10/12/2020
(Street)

CHICAGO, IL 60611-4213
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/12/2020  C(1)  100 A$0 100 D (2) 
Common Stock 10/12/2020  S(3)  100 D$37.50 0 D (2) 
Common Stock 10/13/2020  C(1)  174 A$0 174 D (2) 
Common Stock 10/13/2020  S(3)  174 D$37.50 0 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Stock $0.0 (4)10/12/2020  C     100   (4) (4)Common Stock 100.0 $0 479568 D (2) 
Class B Stock $0.0 (4)10/13/2020  C     174   (4) (4)Common Stock 174.0 $0 479394 D  

Explanation of Responses:
(1) Represents shares of Class B Stock converted into Common Stock at a fixed share-for-share basis pursuant to the Certificate of Incorporation of Oil-Dri Corporation of America, as amended.
(2) See line below for balance following all transactions currently being reported.
(3) These shares were sold in compliance with a Rule 10b5-1 sales plan adopted by the reporting person on March 19, 2020.
(4) Class B Stock may be converted pursuant to the terms of the Certificate of Incorporation of Oil-Dri Corporation of America, as amended.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
JAFFEE DANIEL S
410 N. MICHIGAN AVE.
SUITE 400
CHICAGO, IL 60611-4213
XXChairman, President and CEO

Signatures
/s/ Laura G. Scheland by Power of Attorney10/14/2020
**Signature of Reporting PersonDate

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