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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Oaktree Acquisition Corp | NYSE:OAC | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 16.38 | 0 | 01:00:00 |
FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Dudum Andrew | 2. Issuer Name and Ticker or Trading Symbol Hims & Hers Health, Inc. [ HIMS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Executive Officer |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Rule 10b5-1(c) Transaction Indication
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 6/15/2023 | M | 111898 | A | (1) | 497845 | D | |||
Class A Common Stock | 6/15/2023 | F | 60253 (2) | D | $8.80 | 437592 | D | |||
Class A Common Stock | 359947 | I | Held by Trustee of Andrew Dudum 2015 Trust Dated July 2, 2015 | |||||||
Class A Common Stock | 700000 | I | Held by Trustee of AD 2022 GRAT | |||||||
Class A Common Stock | 1047164 | I | Held by Trustee of AD 2022 GRAT 2 dated 9/7/2022 | |||||||
Class A Common Stock | 1695815 | I | Held by Trustee of AD 2022 GRAT 3 | |||||||
Class A Common Stock | 2643348 | I | Held by Trustee of AD 2021 GRAT dated 11-1-2021 | |||||||
Class A Common Stock | 660837 | I | Held by Trustee of AD 2021 GRAT 2 dated 11-1-2021 | |||||||
Class A Common Stock | 1121033 | I | Held by Trustee of the AD GRAT dated 8/31/20 | |||||||
Class A Common Stock | 2874769 | I | Held by Trustee of Dudum Family Heritage Trust UAD 8-10-2021 | |||||||
Class A Common Stock | 81100 | I | Held by Trustee of Dudum Family Community Property Trust | |||||||
Class A Common Stock | 1500 | I | Held by Trustees of Richard M. Dudum Irrevocable 1 U/A dtd 10/15/1997 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 35446 | (3) | (3) | Class A Common Stock | 35446 | $0 | 531698 | D | ||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 35242 | (4) | (4) | Class A Common Stock | 35242 | $0 | 387662 | D | ||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 7330 | (5) | (5) | Class A Common Stock | 7330 | $0 | 51310 | D | ||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 107 | (5) | (5) | Class A Common Stock | 107 | $0 | 747 | D | ||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 3575 | (5) | (5) | Class A Common Stock | 3575 | $0 | 25028 | D | ||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 1789 | (5) | (5) | Class A Common Stock | 1789 | $0 | 12523 | D | ||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 18289 | (5) | (5) | Class A Common Stock | 18289 | $0 | 128024 | D | ||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 197 | (6) | (6) | Class A Common Stock | 197 | $0 | 593 | D | ||||
Restricted Stock Unit | (1) | 6/15/2023 | M | 9923 | (6) | (6) | Class A Common Stock | 9923 | $0 | 29770 | D |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Dudum Andrew 2269 CHESTNUT STREET, #523 SAN FRANCISCO, CA 94123 | X | X | Chief Executive Officer |
Signatures | ||
/s/ Alexandra Cotter Wilkins, Attorney-in-Fact | 6/20/2023 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Oaktree Acquisition Chart |
1 Month Oaktree Acquisition Chart |
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