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NX Quanex Corp

34.22
1.13 (3.41%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Quanex Corp NYSE:NX NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.13 3.41% 34.22 34.27 32.68 33.42 262,162 01:00:00

Statement of Changes in Beneficial Ownership (4)

12/02/2021 10:55pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

GRIFFITHS WILLIAM C
2. Issuer Name and Ticker or Trading Symbol

Quanex Building Products CORP [ NX ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Executive Chairman
(Last)          (First)          (Middle)

1800 WEST LOOP SOUTH, SUITE 1500
3. Date of Earliest Transaction (MM/DD/YYYY)

2/11/2021
(Street)

HOUSTON, TX 77027
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 2/11/2021  M  22482 (1)A$20.28 256118 D  
Common Stock 2/11/2021  M  3542 (1)A$19.31 259660 D  
Common Stock 2/11/2021  S  26024 D$24.346 (2)233636 D  
Common Stock 2/12/2021  M  45657 (1)A$19.31 279293 D  
Common Stock 2/12/2021  S  45657 D$24.6784 (3)233636 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options (Right to Buy) $20.28 2/11/2021  M     22482   (4)12/3/2024 Common Stock 22482 $0 0 D  
Stock Options (Right to Buy) $19.31 2/11/2021  M     3542   (4)12/2/2025 Common Stock 3542 $0 82158 D  
Stock Options (Right to Buy) $19.31 2/12/2021  M     45657   (4)12/2/2025 Common Stock 45657 $0 36501 D  

Explanation of Responses:
(1) The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.
(2) The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.04 to $24.63, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
(3) The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $24.27 to $24.89, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
(4) The options become exercisable in 1/3 increments annually beginning one year from the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
GRIFFITHS WILLIAM C
1800 WEST LOOP SOUTH, SUITE 1500
HOUSTON, TX 77027
X
Executive Chairman

Signatures
/s/ Paul B. Cornett, Power of Attorney2/12/2021
**Signature of Reporting PersonDate

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