Current Report Filing (8-k)

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported)
November 1, 2017

 

Annaly Capital Management, Inc.

(Exact Name of Registrant as Specified in its Charter)

Maryland		1-13447		22-3479661
(State or Other Jurisdiction Of Incorporation)		(Commission File Number)		(I.R.S. Employer Identification No.)

 

1211 Avenue of the Americas New York, New York		10036
(Address of Principal Executive Offices)		(Zip Code)

 

Registrant’s telephone number, including area code: [phone]

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐

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Item 2.02.  Results of Operations and Financial Condition

On November 1, 2017, the registrant issued a press release announcing its financial results for the quarter ended September 30, 2017.  A copy of the press release is furnished as Exhibit 99.1 to this report. In addition, the registrant posted a financial summary in the Investors section of its website (www.annaly.com).  A copy of the financial summary is furnished as Exhibit 99.2 to this report and incorporated herein by reference.

Item 9.01  Financial Statements and Exhibits

(d)     Exhibits

99.1           Press Release, dated November 1, 2017, issued by Annaly Capital Management, Inc.

 

99.2           Third Quarter 2017 Financial Summary

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

	ANNALY CAPITAL MANAGEMENT, INC.
	By:	/s/ Glenn A. Votek
		Name:  Glenn A. Votek
		Title:    Chief Financial Officer

 

 

Dated: November 1, 2017