Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]

 

 

UNITED STATES

 

SECURITIES AND EXCHANGE COMMISSION

Washington D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

Date: 28 November 2024

 

Commission File Number: 001-14958

 

 

NATIONAL GRID plc

 

(Translation of registrant’s name into English)

 

England and Wales

 

(Jurisdiction of Incorporation) 

 

 

1-3 Strand, London, WC2N 5EH, United Kingdom

(Address of principal executive office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

☒  Form 20-F      ☐  Form 40-F

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐

 

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.  ☐  Yes    ☒  No

 

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a

 

 

 

 

 

 

 

 

 

 

EXHIBIT INDEX

 

Exhibit No.	Description
99.1	Exhibit 99.1 Announcement sent to the London Stock Exchange on 28 November 2024 — Holding(s) in Company

 

 

Exhibit 99.1

 

 

28 November 2024

 

National Grid plc ('National Grid' or 'Company')

 

Notification of Major Interest in National Grid Ordinary Shares

 

National Grid has received a notification on Form TR-1 from UBS Group AG that its total interest in National Grid voting ordinary shares is as shown below.

 

 

 

TR-1: Standard form for notification of major holdings

 

1. Issuer Details

ISIN

GB00BDR05C01

 

Issuer Name

NATIONAL GRID PLC

 

UK or Non-UK Issuer

UK

 

2. Reason for Notification

An acquisition or disposal of voting rights; Other

 

Comments

UBS trading book holdings in National Grid PLC fell below 5% and are therefore exempt from reporting

 

3. Details of person subject to the notification obligation

Name

UBS Group AG - Investment Bank & Global Wealth Management

 

City of registered office (if applicable)

London

 

Country of registered office (if applicable)

United Kingdom

 

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

 

City of registered office (if applicable)

 

Country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reached

25-Nov-2024

 

6. Date on which Issuer notified

27-Nov-2024

 

7. Total positions of person(s) subject to the notification obligation

	% of voting rights attached to shares (total of 8.A)	% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)	Total of both in % (8.A + 8.B)	Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached	0.000000	0.000000	0.000000	0
Position of previous notification (if applicable)	4.802713	0.267859	5.070572

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

Class/Type of shares ISIN code(if possible)	Number of direct voting rights (DTR5.1)	Number of indirect voting rights (DTR5.2.1)	% of direct voting rights (DTR5.1)	% of indirect voting rights (DTR5.2.1)
GB00BDR05C01		0		0.000000
Sub Total 8.A	0		0.000000%

 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

Type of financial instrument	Expiration date	Exercise/conversion period	Number of voting rights that may be acquired if the instrument is exercised/converted	% of voting rights
Sub Total 8.B1

 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

Type of financial instrument	Expiration date	Exercise/conversion period	Physical or cash settlement	Number of voting rights	% of voting rights
Sub Total 8.B2

 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 

Ultimate controlling person	Name of controlled undertaking	% of voting rights if it equals or is higher than the notifiable threshold	% of voting rights through financial instruments if it equals or is higher than the notifiable threshold	Total of both if it equals or is higher than the notifiable threshold
UBS Group AG (Chain 1)
UBS Group AG (Chain 1)	UBS AG
UBS Group AG (Chain 2)
UBS Group AG (Chain 2)	UBS AG
UBS Group AG (Chain 2)	UBS Bank (Canada)
UBS Group AG (Chain 3)
UBS Group AG (Chain 3)	UBS AG
UBS Group AG (Chain 3)	UBS Switzerland AG
UBS Group AG (Chain 4)
UBS Group AG (Chain 4)	UBS AG
UBS Group AG (Chain 4)	UBS Americas Holding LLC
UBS Group AG (Chain 4)	UBS Americas Inc.
UBS Group AG (Chain 4)	UBS Financial Services Inc.
UBS Group AG (Chain 5)
UBS Group AG (Chain 5)	UBS AG
UBS Group AG (Chain 5)	UBS Americas Holding LLC
UBS Group AG (Chain 5)	UBS Americas Inc.
UBS Group AG (Chain 5)	UBS Securities LLC
UBS Group AG (Chain 6)
UBS Group AG (Chain 6)	UBS AG
UBS Group AG (Chain 6)	Credit Suisse International

 

10. In case of proxy voting

Name of the proxy holder

 

The number and % of voting rights held

 

The date until which the voting rights will be held

 

11. Additional Information

UBS trading book holdings in National Grid PLC fell below 5% and are therefore exempt from reporting.

 

12. Date of Completion

27-Nov-2024

 

13. Place Of Completion

Zurich, Switzerland

 

 

This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules. 

 

Julian Baddeley  

Group Company Secretary

 

 

 

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

	NATIONAL GRID plc
	By:	Beth Melges
		Beth Melges Head of Plc Governance

 

 

 

Date: 28 November 2024

 

 

 

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